We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.8%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$975M
AUM Growth
-$1.77M
Cap. Flow
-$553M
Cap. Flow %
-56.69%
Top 10 Hldgs %
23.22%
Holding
287
New
12
Increased
61
Reduced
25
Closed
17

Top Buys

Rank Stock Value
1
DCUC
Dominion Energy, Inc.
DCUC
+$8.79M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$7.81M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.99M
4
EXCU
Exelon Corporation
EXCU
+$3.52M
5
SRCLP
Stericycle, Inc
SRCLP
+$2.85M

Top Sells

Rank Stock Value
1
SWNC
Southwestern Energy Company
SWNC
+$6.48M
2
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$5M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.67M
4
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$3.25M
5
FPX icon
First Trust US Equity Opportunities ETF
FPX
+$2.73M

Sector Composition

Rank Sector Weight
1 Industrials 1.42%
2 Financials 0.75%
3 Healthcare 0.62%
4 Consumer Staples 0.5%
5 Technology 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPR.PRC icon
101
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$148M
$270K 0.03%
10,500
– –
ICE icon
102
Intercontinental Exchange
ICE
$84.4B
$268K 0.03%
5,685
– –
MMM icon
103
3M
MMM
$94.3B
$267K 0.03%
1,936
– –
TMO icon
104
Thermo Fisher Scientific
TMO
$220B
$263K 0.03%
1,856
– –
COST icon
105
Costco
COST
$420B
$261K 0.03%
1,658
+1
+0.1% +$152
KR icon
106
Kroger
KR
$34.8B
$258K 0.03%
6,743
+1
+0% +$39
HON icon
107
Honeywell
HON
$78B
$254K 0.03%
2,533
+1
+0% +$94
KEY icon
108
KeyCorp
KEY
$24.4B
$253K 0.03%
23,009
+6
+0% +$67
IVZ icon
109
Invesco
IVZ
$13.9B
$247K 0.03%
8,093
+1
+0% +$29
COF icon
110
Capital One
COF
$134B
$243K 0.02%
3,529
– –
CRM icon
111
Salesforce
CRM
$158B
$243K 0.02%
3,316
+1
+0% +$69
NKE icon
112
Nike
NKE
$61.9B
$240K 0.02%
3,911
-1
-0% -$60
AET
113
DELISTED
Aetna Inc
AET
$240K 0.02%
2,127
-1
-0% -$107
ABBV icon
114
AbbVie
ABBV
$435B
$233K 0.02%
4,085
+1
+0% +$56
WMT icon
115
Walmart Inc
WMT
$890B
$231K 0.02%
10,080
-3
-0% -$66
RTX icon
116
RTX Corp
RTX
$301B
$229K 0.02%
3,591
– –
GIS icon
117
General Mills
GIS
$19.7B
$228K 0.02%
3,586
+1
+0% +$58
IYE icon
118
iShares US Energy ETF
IYE
$1.7B
$228K 0.02%
6,550
– –
TXN icon
119
Texas Instruments
TXN
$261B
$219K 0.02%
3,811
-1
-0% -$53
MDLZ icon
120
Mondelez International
MDLZ
$79.9B
$217K 0.02%
5,421
+1
+0% +$41
PARA
121
DELISTED
Paramount Global Class B
PARA
$216K 0.02%
+3,948
New +$192K
ALL icon
122
Allstate
ALL
$67.5B
$208K 0.02%
+3,107
New +$195K
TWX
123
DELISTED
Time Warner Inc
TWX
$208K 0.02%
+2,824
New +$194K
RCL icon
124
Royal Caribbean
RCL
$85.6B
$205K 0.02%
+2,480
New +$193K
BIIB icon
125
Biogen
BIIB
$30.7B
$204K 0.02%
783
– –
2 3 4
5
6

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, SSI Investment Management held 287 positions worth $975M, down 0.18% from $977M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $553M in Q1 2016, closing 17 positions and reducing 25 holdings. Its most notable exit was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA), an estimated $5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.4% of assets, up from 1.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in Dominion Energy, Inc. worth $9.01M.

  • SSI Investment Management's largest Q1 2016 buy was Dominion Energy, Inc.: 178,495 shares worth $9.01M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2016, an estimated $7.81M increase.
  • SSI Investment Management's biggest Q1 2016 reduction was Southwestern Energy Company, cutting an estimated $6.48M.
  • SSI Investment Management fully exited DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q1 2016, selling an estimated $5M.
  • SSI Investment Management's ten largest holdings make up 23% of its $975M portfolio in Q1 2016.
  • SSI Investment Management opened 12 new positions and closed 17 in Q1 2016.
  • SSI Investment Management's portfolio value fell 0.18% quarter-over-quarter to $975M.

Based on SSI Investment Management's 13F filing for Q1 2016, filed 9 May 2016.