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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.79%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$977M
AUM Growth
+$47.9M
Cap. Flow
-$591M
Cap. Flow %
-60.44%
Top 10 Hldgs %
20.93%
Holding
294
New
14
Increased
18
Reduced
23
Closed
15

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.4M
2
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$7.39M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$3.72M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$3.2M

Top Sells

Rank Stock Value
1
TSNU
Tyson Foods, Inc.
TSNU
+$8.87M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$8.41M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$6.26M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$3.94M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$3.72M

Sector Composition

Rank Sector Weight
1 Industrials 1.1%
2 Healthcare 0.87%
3 Financials 0.83%
4 Technology 0.52%
5 Consumer Staples 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
101
Costco
COST
$420B
$268K 0.03%
1,657
– –
MCD icon
102
McDonald's
MCD
$195B
$268K 0.03%
2,262
– –
TMO icon
103
Thermo Fisher Scientific
TMO
$220B
$265K 0.03%
1,856
– –
CRM icon
104
Salesforce
CRM
$158B
$260K 0.03%
3,315
– –
TJX icon
105
TJX Companies
TJX
$178B
$257K 0.03%
7,294
– –
COF icon
106
Capital One
COF
$134B
$256K 0.03%
3,529
– –
EOG icon
107
EOG Resources
EOG
$70.7B
$254K 0.03%
3,584
– –
PFF icon
108
iShares Preferred and Income Securities ETF
PFF
$13.3B
$254K 0.03%
6,554
-11,475
-64% -$447K
EPR.PRC icon
109
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$148M
$249K 0.03%
10,500
– –
NKE icon
110
Nike
NKE
$61.9B
$246K 0.03%
3,912
– –
MDLZ icon
111
Mondelez International
MDLZ
$79.9B
$243K 0.02%
5,420
– –
PM icon
112
Philip Morris
PM
$295B
$243K 0.02%
+2,772
New +$241K
ABBV icon
113
AbbVie
ABBV
$435B
$242K 0.02%
4,084
– –
MMM icon
114
3M
MMM
$94.3B
$242K 0.02%
1,936
– –
BIIB icon
115
Biogen
BIIB
$30.7B
$238K 0.02%
783
– –
HON icon
116
Honeywell
HON
$78B
$236K 0.02%
2,532
– –
MPC icon
117
Marathon Petroleum
MPC
$83.7B
$236K 0.02%
4,540
– –
AET
118
DELISTED
Aetna Inc
AET
$232K 0.02%
2,128
– –
BA icon
119
Boeing
BA
$185B
$230K 0.02%
1,592
– –
DBEU icon
120
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$786M
$229K 0.02%
8,808
– –
IYE icon
121
iShares US Energy ETF
IYE
$1.71B
$222K 0.02%
+6,550
New +$242K
RTX icon
122
RTX Corp
RTX
$301B
$219K 0.02%
3,591
– –
YHOO
123
DELISTED
Yahoo Inc
YHOO
$215K 0.02%
+6,464
New +$216K
OXY icon
124
Occidental Petroleum
OXY
$55.9B
$212K 0.02%
3,109
-972
-24% -$69.9K
AIG icon
125
American International
AIG
$41.3B
$211K 0.02%
+3,382
New +$206K
2 3 4
5
6

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VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, SSI Investment Management held 294 positions worth $977M, up 5.1% from $929M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SSI Investment Management withdrew a net $591M in Q4 2015, closing 15 positions and reducing 23 holdings. Its most notable exit was Vanguard Short-Term Bond ETF, an estimated $8.41M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.1% of assets, down from 1.4% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SSI Investment Management opened a new position in Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock worth $7.24M.

  • SSI Investment Management's largest Q4 2015 buy was Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock: 270,000 shares worth $7.24M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q4 2015, an estimated $15.4M increase.
  • SSI Investment Management's biggest Q4 2015 reduction was Tyson Foods, Inc., cutting an estimated $8.87M.
  • SSI Investment Management fully exited Vanguard Short-Term Bond ETF in Q4 2015, selling an estimated $8.41M.
  • SSI Investment Management's ten largest holdings make up 21% of its $977M portfolio in Q4 2015.
  • SSI Investment Management opened 14 new positions and closed 15 in Q4 2015.
  • SSI Investment Management's portfolio value rose 5.1% quarter-over-quarter to $977M.

Based on SSI Investment Management's 13F filing for Q4 2015, filed 10 Feb 2016.