We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
+$52.6M
Cap. Flow
-$649M
Cap. Flow %
-62.88%
Top 10 Hldgs %
23.29%
Holding
438
New
49
Increased
47
Reduced
141
Closed
51

Top Buys

Rank Stock Value
1
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$4.28M
2
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
+$4.16M
3
AMT.PRA
American Tower Corporation
AMT.PRA
+$1.69M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$1M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$635K

Top Sells

Rank Stock Value
1
PPL.PRW
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
+$2.17M
2
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
+$1.21M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$1.14M
4
GE icon
GE Aerospace
GE
+$816K
5
EWY icon
iShares MSCI South Korea ETF
EWY
+$752K

Sector Composition

Rank Sector Weight
1 Financials 1.73%
2 Industrials 1.29%
3 Healthcare 1.2%
4 Technology 1.08%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
101
Coca-Cola
KO
$375B
$493K 0.05%
11,607
-268
-2% -$10.9K
REGN icon
102
Regeneron Pharmaceuticals
REGN
$80.8B
$489K 0.05%
1,732
+340
+24% +$101K
EVC icon
103
Entravision Communication
EVC
$1.1B
$487K 0.05%
78,591
+43,129
+122% +$240K
BIND
104
DELISTED
BIND THERAPEUTICS INC
BIND
$487K 0.05%
36,995
+4,040
+12% +$39.5K
TJX icon
105
TJX Companies
TJX
$178B
$485K 0.05%
18,278
-310
-2% -$8.84K
CVGI icon
106
Commercial Vehicle Group
CVGI
$147M
$480K 0.05%
+47,750
New +$454K
KTOS icon
107
Kratos Defense & Security Solutions
KTOS
$11.4B
$476K 0.05%
60,960
-650
-1% -$5.04K
RTN
108
DELISTED
Raytheon Company
RTN
$476K 0.05%
5,176
-78
-1% -$7.56K
VTRS icon
109
Viatris
VTRS
$18.9B
$475K 0.05%
9,210
+832
+10% +$40.9K
ARRY
110
DELISTED
Array Biopharma Inc
ARRY
$473K 0.05%
+103,540
New +$428K
WBD icon
111
Warner Bros
WBD
$67.1B
$468K 0.05%
12,319
+4,845
+65% +$191K
NES
112
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$468K 0.05%
+23,255
New +$413K
MTEM
113
DELISTED
Molecular Templates, Inc.
MTEM
$466K 0.05%
+713
New +$472K
GLUU
114
DELISTED
Glu Mobile Inc.
GLUU
$462K 0.04%
92,380
-110
-0.1% -$439
MHGC
115
DELISTED
Morgans Hotel Group Co.
MHGC
$461K 0.04%
+58,125
New +$451K
AJRD
116
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$460K 0.04%
24,055
-260
-1% -$4.74K
CHGG icon
117
Chegg
CHGG
$102M
$457K 0.04%
64,910
-8,600
-12% -$52.4K
TAST
118
DELISTED
Carrols Restaurant Group, Inc.
TAST
$453K 0.04%
+63,775
New +$441K
VTSS
119
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
$453K 0.04%
+131,260
New +$482K
MSGS icon
120
Madison Square Garden
MSGS
$9.39B
$447K 0.04%
+10,044
New +$395K
BAC icon
121
Bank of America
BAC
$442B
$442K 0.04%
28,813
-598
-2% -$9.29K
DNY
122
DELISTED
DONNELLEY R R & SONS CO
DNY
$442K 0.04%
+26,015
New +$442K
IIP
123
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$436K 0.04%
+61,780
New +$436K
CYNI
124
DELISTED
CYAN INC COM
CYNI
$428K 0.04%
+106,430
New +$426K
NCFT
125
DELISTED
NORCRAFT COS INC COM STK (DE)
NCFT
$415K 0.04%
29,000
+14,711
+103% +$239K
3 4
5
6 7

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q2 2014 Portfolio in Review

As of Q2 2014, SSI Investment Management held 438 positions worth $1.03B, up 5.4% from $980M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $649M in Q2 2014, closing 51 positions and reducing 141 holdings. Its most notable exit was PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS, an estimated $2.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 2% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest worth $4.3M.

  • SSI Investment Management's largest Q2 2014 buy was RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest: 70,000 shares worth $4.3M.
  • SSI Investment Management added most to DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q2 2014, an estimated $1M increase.
  • SSI Investment Management's biggest Q2 2014 reduction was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, cutting an estimated $1.14M.
  • SSI Investment Management fully exited PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS in Q2 2014, selling an estimated $2.17M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q2 2014.
  • SSI Investment Management opened 49 new positions and closed 51 in Q2 2014.
  • SSI Investment Management's portfolio value rose 5.4% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q2 2014, filed 8 Aug 2014.