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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+2.65%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.13B
AUM Growth
+$18.3M
Cap. Flow
-$679M
Cap. Flow %
-60.16%
Top 10 Hldgs %
19.64%
Holding
458
New
61
Increased
55
Reduced
93
Closed
51

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.94M
2
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$3.87M
3
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
+$3.76M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$2.7M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$1.88M

Top Sells

Rank Stock Value
1
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$9.28M
2
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$3.63M
3
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
+$3.33M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.24M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.23M

Sector Composition

Rank Sector Weight
1 Financials 3.46%
2 Healthcare 2.81%
3 Technology 2.37%
4 Industrials 2.08%
5 Consumer Discretionary 2.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
101
McDonald's
MCD
$195B
$1.02M 0.09%
10,522
– –
DAL icon
102
Delta Air Lines
DAL
$60.1B
$1.02M 0.09%
36,941
-35
-0.1% -$940
GPOR
103
DELISTED
Gulfport Energy Corp.
GPOR
$1.01M 0.09%
+15,944
New +$966K
ABBV icon
104
AbbVie
ABBV
$435B
$1.01M 0.09%
19,062
-14,196
-43% -$698K
AEP icon
105
American Electric Power
AEP
$68.4B
$998K 0.09%
21,372
-5,004
-19% -$231K
RTX icon
106
RTX Corp
RTX
$301B
$980K 0.09%
13,675
-10,597
-44% -$722K
HW
107
DELISTED
Headwaters Inc
HW
$972K 0.09%
99,437
+42,137
+74% +$388K
CTRA
108
DELISTED
Coterra Energy
CTRA
$966K 0.09%
+24,905
New +$889K
HPQ icon
109
HP
HPQ
$27.5B
$924K 0.08%
72,847
+40,775
+127% +$468K
KMB icon
110
Kimberly-Clark
KMB
$36.5B
$907K 0.08%
9,058
– –
ADNC
111
DELISTED
AUDIENCE INC COM STK (DE)
ADNC
$898K 0.08%
77,245
+26,698
+53% +$294K
BDN
112
Brandywine Realty Trust
BDN
$554M
$897K 0.08%
63,755
-115
-0.2% -$1.56K
NOV icon
113
NOV
NOV
$7B
$894K 0.08%
12,439
-4,753
-28% -$346K
SBUX icon
114
Starbucks
SBUX
$120B
$878K 0.08%
22,382
-4,824
-18% -$191K
VYNT
115
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
$868K 0.08%
+420
New +$907K
TLPH icon
116
Talphera
TLPH
$74.2M
$863K 0.08%
+3,804
New +$661K
WTSL
117
DELISTED
WET SEAL INC CL-A
WTSL
$858K 0.08%
313,985
+178,565
+132% +$572K
MDT icon
118
Medtronic
MDT
$112B
$853K 0.08%
14,869
– –
CPT icon
119
Camden Property Trust
CPT
$11.3B
$849K 0.08%
14,942
-20
-0.1% -$1.22K
PNW icon
120
Pinnacle West Capital
PNW
$12.2B
$846K 0.08%
15,983
+7,185
+82% +$394K
META icon
121
Meta Platforms (Facebook)
META
$1.51T
$845K 0.07%
+15,421
New +$774K
A icon
122
Agilent Technologies
A
$41.2B
$843K 0.07%
20,629
+5,642
+38% +$214K
DHR icon
123
Danaher
DHR
$144B
$843K 0.07%
16,246
+4,508
+38% +$222K
VIAB
124
DELISTED
Viacom Inc. Class B
VIAB
$840K 0.07%
+9,613
New +$794K
PERI icon
125
Perion Network
PERI
$386M
$836K 0.07%
23,030
+4,868
+27% +$168K
3 4
5
6 7

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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, SSI Investment Management held 458 positions worth $1.13B, up 1.6% from $1.11B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $679M in Q4 2013, closing 51 positions and reducing 93 holdings. Its most notable exit was GENERAL MTRS CO JR PFD CONV SER B (DE), an estimated $9.28M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.7% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in Crown Castle International Corp. worth $3.83M.

  • SSI Investment Management's largest Q4 2013 buy was Crown Castle International Corp.: 38,467 shares worth $3.83M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $8.94M increase.
  • SSI Investment Management's biggest Q4 2013 reduction was METLIFE, INC. COM EQUITY UNIT, cutting an estimated $3.63M.
  • SSI Investment Management fully exited GENERAL MTRS CO JR PFD CONV SER B (DE) in Q4 2013, selling an estimated $9.28M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.13B portfolio in Q4 2013.
  • SSI Investment Management opened 61 new positions and closed 51 in Q4 2013.
  • SSI Investment Management's portfolio value rose 1.6% quarter-over-quarter to $1.13B.

Based on SSI Investment Management's 13F filing for Q4 2013, filed 7 Feb 2014.