SIM

SSI Investment Management Portfolio holdings

AUM $1.28B

AUM

$1.28B

AUM Growth

-$56M (-4%)

Cap. Flow

+$29M

Cap. Flow % of AUM

2.26%

Top 10 Holdings %Top 10 Hldgs %

22.6%

Holding

299

New

12

Increased

11

Reduced

58

Closed

9

Top Buys

1	KKR.PRD KKR & Co. Inc. 6.25% Series D Mandatory Convertible Preferred Stock KKR.PRD	$13.1M
2	Invesco S&P 500 Equal Weight ETF RSP	$8.94M
3	iShares 7-10 Year Treasury Bond ETF IEF	$8.69M
4	iShares MSCI ACWI ex US ETF ACWX	$7.7M
5	Apollo Global Management Series A APO.PRA	$7.3M

Top Sells

1	iShares Core S&P 500 ETF IVV	$37.2M
2	PCG.PRX PG&E Corporation 6.000% Series A Mandatory Convertible Preferred Stock PCG.PRX	$4.89M
3	Vanguard Total International Stock ETF VXUS	$4.33M
4	First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS	$3.6M
5	iShares US Real Estate ETF IYR	$3.23M

Sector Composition

1	Technology	1.56%
2	Financials	0.58%
3	Communication Services	0.45%
4	Healthcare	0.37%
5	Consumer Staples	0.33%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
101	101 Cummins CMI $44.3B	$206K	0.02%	657	–	–
102	102 Intuit INTU $210B	$206K	0.02%	335 -17	-5%	-$10.4K
103	103 Cleveland-Cliffs CLF $2.88B	$126K	0.01%	15,275	New	+$126K
104	104 Applied Materials AMAT $126B	$0	0%	0 -2,230	Closed	–
105	105 Comcast CMCSA $129B	$0	0%	0 -7,247	Closed	–
106	106 iShares Russell 2000 Value ETF IWN $10.7B	$0	0%	0 -53,526	Closed	–
107	107 Lowe's Companies LOW $126B	$0	0%	0 -855	Closed	–
108	108 Marvell Technology MRVL $52B	$0	0%	0 -2,347	Closed	–
109	109 Pfizer PFE $134B	$0	0%	0 -13,469	Closed	–
110	110 Transocean RIG $2.2B	$0	0%	0 -14,112	Closed	–
111	111 iShares 0-5 Year High Yield Corporate Bond ETF SHYG $6.28B	$0	0%	0 -213,505	Closed	–
112	112 TJX Companies TJX $142B	$0	0%	0 -1,977	Closed	–