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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.79%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$977M
AUM Growth
+$47.9M
Cap. Flow
-$591M
Cap. Flow %
-60.44%
Top 10 Hldgs %
20.93%
Holding
294
New
14
Increased
18
Reduced
23
Closed
15

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.4M
2
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$7.39M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$3.72M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$3.2M

Top Sells

Rank Stock Value
1
TSNU
Tyson Foods, Inc.
TSNU
+$8.87M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$8.41M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$6.26M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$3.94M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$3.72M

Sector Composition

Rank Sector Weight
1 Industrials 1.1%
2 Healthcare 0.87%
3 Financials 0.83%
4 Technology 0.52%
5 Consumer Staples 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MET icon
76
MetLife
MET
$62.1B
$350K 0.04%
8,168
– –
STI
77
DELISTED
SunTrust Banks, Inc.
STI
$350K 0.04%
8,218
– –
AAL icon
78
American Airlines Group
AAL
$10.6B
$347K 0.04%
8,222
– –
DAL icon
79
Delta Air Lines
DAL
$60.1B
$342K 0.04%
6,793
– –
FDX icon
80
FedEx
FDX
$75.4B
$342K 0.04%
2,302
– –
MA icon
81
Mastercard
MA
$493B
$336K 0.03%
3,445
– –
DIS icon
82
Walt Disney
DIS
$181B
$326K 0.03%
3,095
-1,309
-30% -$146K
MDT icon
83
Medtronic
MDT
$112B
$321K 0.03%
4,178
– –
EMC
84
DELISTED
EMC CORPORATION
EMC
$320K 0.03%
12,505
– –
RTN
85
DELISTED
Raytheon Company
RTN
$317K 0.03%
2,536
– –
ABT icon
86
Abbott
ABT
$187B
$309K 0.03%
6,893
– –
GM icon
87
General Motors
GM
$76.8B
$308K 0.03%
9,026
– –
KEY icon
88
KeyCorp
KEY
$24.4B
$302K 0.03%
23,003
+7,543
+49% +$98.9K
CVS icon
89
CVS Health
CVS
$122B
$296K 0.03%
3,015
– –
GD icon
90
General Dynamics
GD
$106B
$296K 0.03%
2,150
– –
ICE icon
91
Intercontinental Exchange
ICE
$84.4B
$291K 0.03%
5,685
– –
KR icon
92
Kroger
KR
$34.8B
$283K 0.03%
6,742
– –
UNP icon
93
Union Pacific
UNP
$174B
$282K 0.03%
3,598
– –
IP icon
94
International Paper
IP
$22B
$281K 0.03%
7,849
– –
IWM icon
95
iShares Russell 2000 ETF
IWM
$81.9B
$281K 0.03%
2,489
-718
-22% -$82.8K
TFCFA
96
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$280K 0.03%
10,306
– –
FTSM icon
97
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$278K 0.03%
4,666
-2,910
-38% -$174K
SLB icon
98
SLB Ltd
SLB
$75B
$274K 0.03%
3,927
– –
CMCSA icon
99
Comcast
CMCSA
$90B
$272K 0.03%
9,656
– –
IVZ icon
100
Invesco
IVZ
$13.9B
$272K 0.03%
8,092
– –
2 3
4
5 6

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VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, SSI Investment Management held 294 positions worth $977M, up 5.1% from $929M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SSI Investment Management withdrew a net $591M in Q4 2015, closing 15 positions and reducing 23 holdings. Its most notable exit was Vanguard Short-Term Bond ETF, an estimated $8.41M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.1% of assets, down from 1.4% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SSI Investment Management opened a new position in Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock worth $7.24M.

  • SSI Investment Management's largest Q4 2015 buy was Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock: 270,000 shares worth $7.24M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q4 2015, an estimated $15.4M increase.
  • SSI Investment Management's biggest Q4 2015 reduction was Tyson Foods, Inc., cutting an estimated $8.87M.
  • SSI Investment Management fully exited Vanguard Short-Term Bond ETF in Q4 2015, selling an estimated $8.41M.
  • SSI Investment Management's ten largest holdings make up 21% of its $977M portfolio in Q4 2015.
  • SSI Investment Management opened 14 new positions and closed 15 in Q4 2015.
  • SSI Investment Management's portfolio value rose 5.1% quarter-over-quarter to $977M.

Based on SSI Investment Management's 13F filing for Q4 2015, filed 10 Feb 2016.