We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
-$7.29M
Cap. Flow
-$442M
Cap. Flow %
-43.12%
Top 10 Hldgs %
23.03%
Holding
439
New
67
Increased
74
Reduced
84
Closed
48

Top Buys

Rank Stock Value
1
AA.PRB
Alcoa Inc
AA.PRB
+$7.93M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$4.84M
3
TSNU
Tyson Foods, Inc.
TSNU
+$3.9M
4
EXCU
Exelon Corporation
EXCU
+$2.51M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18.4M
2
ALR.PRB
Alere Inc
ALR.PRB
+$7.64M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$4.95M
4
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$4.33M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$2.46M

Sector Composition

Rank Sector Weight
1 Financials 1.74%
2 Healthcare 1.2%
3 Industrials 1.19%
4 Technology 1.11%
5 Communication Services 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
76
TJX Companies
TJX
$178B
$565K 0.06%
19,128
+850
+5% +$24K
KBIO
77
DELISTED
KALOBIOS PHARMACEUTICALS INC COM STK NEW (DE)
KBIO
$561K 0.05%
45,055
+23,385
+108% +$322K
MRK icon
78
Merck
MRK
$318B
$552K 0.05%
9,782
+2,400
+33% +$135K
MET icon
79
MetLife
MET
$62.1B
$542K 0.05%
11,337
-448
-4% -$21.8K
BANC icon
80
Banc of California
BANC
$2.97B
$541K 0.05%
46,600
-9,612
-17% -$112K
EPR.PRC icon
81
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$148M
$540K 0.05%
+25,000
New +$573K
AIG icon
82
American International
AIG
$41.3B
$539K 0.05%
9,994
-300
-3% -$16.4K
APC
83
DELISTED
Anadarko Petroleum
APC
$536K 0.05%
5,276
-245
-4% -$26.4K
EMN icon
84
Eastman Chemical
EMN
$8.42B
$526K 0.05%
6,483
-1,325
-17% -$111K
FL
85
DELISTED
Foot Locker
FL
$524K 0.05%
9,420
-4,749
-34% -$250K
STX icon
86
Seagate
STX
$184B
$522K 0.05%
9,101
+2,901
+47% +$172K
CVS icon
87
CVS Health
CVS
$122B
$520K 0.05%
6,547
-3,291
-33% -$259K
DNY
88
DELISTED
DONNELLEY R R & SONS CO
DNY
$505K 0.05%
30,865
+4,850
+19% +$79.4K
MFG icon
89
Mizuho Financial
MFG
$130B
$502K 0.05%
140,340
-31,550
-18% -$122K
STI
90
DELISTED
SunTrust Banks, Inc.
STI
$502K 0.05%
13,191
+7,217
+121% +$279K
KO icon
91
Coca-Cola
KO
$375B
$497K 0.05%
11,607
– –
VTRS icon
92
Viatris
VTRS
$18.9B
$495K 0.05%
10,885
+1,675
+18% +$81.4K
TXN icon
93
Texas Instruments
TXN
$261B
$494K 0.05%
10,427
-550
-5% -$26.4K
MWA icon
94
Mueller Water Products
MWA
$4.16B
$493K 0.05%
59,868
+1,050
+2% +$9.1K
BAC icon
95
Bank of America
BAC
$442B
$492K 0.05%
28,813
– –
KEYW
96
DELISTED
The KEYW Holding Corporation
KEYW
$489K 0.05%
44,164
+3,200
+8% +$39.5K
ETN icon
97
Eaton
ETN
$174B
$488K 0.05%
7,693
+235
+3% +$16.7K
CYNO
98
DELISTED
Cynosure, Inc. Class A
CYNO
$477K 0.05%
22,695
-9,250
-29% -$204K
MXL icon
99
MaxLinear
MXL
$6.8B
$469K 0.05%
67,849
+13,380
+25% +$121K
LJPC
100
DELISTED
La Jolla Pharmaceutical Company
LJPC
$469K 0.05%
48,870
+14,535
+42% +$145K
2 3
4
5 6

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, SSI Investment Management held 439 positions worth $1.03B, down 0.71% from $1.03B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $442M in Q3 2014, closing 48 positions and reducing 84 holdings. Its most notable exit was Alere Inc, an estimated $7.64M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, SSI Investment Management opened a new position in Alcoa Inc worth $7.96M.

  • SSI Investment Management's largest Q3 2014 buy was Alcoa Inc: 159,650 shares worth $7.96M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q3 2014, an estimated $4.84M increase.
  • SSI Investment Management's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $18.4M.
  • SSI Investment Management fully exited Alere Inc in Q3 2014, selling an estimated $7.64M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q3 2014.
  • SSI Investment Management opened 67 new positions and closed 48 in Q3 2014.
  • SSI Investment Management's portfolio value fell 0.71% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q3 2014, filed 12 Nov 2014.