SSI Investment Management’s Banc of California BANC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-46,600	Closed	-$541K	–	364
2014 Q3	$541K	Sell	46,600 -9,612	-17%	-$112K	0.05%	215
2014 Q2	$611K	Buy	56,212 +25,532	+83%	+$278K	0.06%	195
2014 Q1	$376K	Sell	30,680 -25,845	-46%	-$317K	0.04%	292
2013 Q4	$757K	Buy	+56,525	New	+$757K	0.07%	270