We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+2.65%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.13B
AUM Growth
+$18.3M
Cap. Flow
-$679M
Cap. Flow %
-60.16%
Top 10 Hldgs %
19.64%
Holding
458
New
61
Increased
55
Reduced
93
Closed
51

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.94M
2
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$3.87M
3
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
+$3.76M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$2.7M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$1.88M

Top Sells

Rank Stock Value
1
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$9.28M
2
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$3.63M
3
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
+$3.33M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.24M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.23M

Sector Composition

Rank Sector Weight
1 Financials 3.46%
2 Healthcare 2.81%
3 Technology 2.37%
4 Industrials 2.08%
5 Consumer Discretionary 2.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDX icon
76
FedEx
FDX
$75.4B
$1.26M 0.11%
8,753
-2,136
-20% -$283K
PM icon
77
Philip Morris
PM
$295B
$1.25M 0.11%
14,383
-1,969
-12% -$172K
TJX icon
78
TJX Companies
TJX
$178B
$1.25M 0.11%
39,306
-40
-0.1% -$1.21K
MO icon
79
Altria Group
MO
$114B
$1.25M 0.11%
32,641
-3,394
-9% -$125K
INTC icon
80
Intel
INTC
$513B
$1.24M 0.11%
47,932
-18,081
-27% -$437K
WMT icon
81
Walmart Inc
WMT
$890B
$1.24M 0.11%
47,340
-9,411
-17% -$243K
ORCL icon
82
Oracle
ORCL
$423B
$1.22M 0.11%
31,794
-21,573
-40% -$742K
MMM icon
83
3M
MMM
$94.3B
$1.22M 0.11%
10,366
– –
AGN
84
DELISTED
Allergan plc
AGN
$1.21M 0.11%
7,202
-15
-0.2% -$2.35K
GWRU
85
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
$1.2M 0.11%
9,355
-215
-2% -$28.1K
MCK icon
86
McKesson
MCK
$101B
$1.2M 0.11%
7,412
– –
HAL icon
87
Halliburton
HAL
$26.6B
$1.17M 0.1%
23,078
-2,272
-9% -$117K
RF icon
88
Regions Financial
RF
$26.8B
$1.15M 0.1%
116,750
+58,480
+100% +$563K
AIG icon
89
American International
AIG
$41.3B
$1.15M 0.1%
22,512
-3,239
-13% -$161K
BA icon
90
Boeing
BA
$185B
$1.15M 0.1%
8,395
– –
DUK icon
91
Duke Energy
DUK
$97.3B
$1.15M 0.1%
16,572
+2,395
+17% +$168K
EMN icon
92
Eastman Chemical
EMN
$8.42B
$1.14M 0.1%
14,094
+5,433
+63% +$422K
DTE icon
93
DTE Energy
DTE
$29.1B
$1.12M 0.1%
19,862
-5,027
-20% -$288K
PARA
94
DELISTED
Paramount Global Class B
PARA
$1.07M 0.09%
16,780
+3,460
+26% +$203K
RTN
95
DELISTED
Raytheon Company
RTN
$1.05M 0.09%
11,595
-15
-0.1% -$1.25K
STI
96
DELISTED
SunTrust Banks, Inc.
STI
$1.05M 0.09%
28,358
-30
-0.1% -$1.05K
CYNO
97
DELISTED
Cynosure, Inc. Class A
CYNO
$1.04M 0.09%
+39,259
New +$943K
VLO icon
98
Valero Energy
VLO
$85.9B
$1.04M 0.09%
20,566
-3,947
-16% -$166K
GM icon
99
General Motors
GM
$76.8B
$1.03M 0.09%
25,247
-3,377
-12% -$128K
TT icon
100
Trane Technologies
TT
$106B
$1.03M 0.09%
16,718
-4,244
-20% -$234K
2 3
4
5 6

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, SSI Investment Management held 458 positions worth $1.13B, up 1.6% from $1.11B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $679M in Q4 2013, closing 51 positions and reducing 93 holdings. Its most notable exit was GENERAL MTRS CO JR PFD CONV SER B (DE), an estimated $9.28M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.7% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in Crown Castle International Corp. worth $3.83M.

  • SSI Investment Management's largest Q4 2013 buy was Crown Castle International Corp.: 38,467 shares worth $3.83M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $8.94M increase.
  • SSI Investment Management's biggest Q4 2013 reduction was METLIFE, INC. COM EQUITY UNIT, cutting an estimated $3.63M.
  • SSI Investment Management fully exited GENERAL MTRS CO JR PFD CONV SER B (DE) in Q4 2013, selling an estimated $9.28M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.13B portfolio in Q4 2013.
  • SSI Investment Management opened 61 new positions and closed 51 in Q4 2013.
  • SSI Investment Management's portfolio value rose 1.6% quarter-over-quarter to $1.13B.

Based on SSI Investment Management's 13F filing for Q4 2013, filed 7 Feb 2014.