We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.2B
AUM Growth
+$27.1M
Cap. Flow
-$793M
Cap. Flow %
-66.13%
Top 10 Hldgs %
20.48%
Holding
319
New
12
Increased
21
Reduced
96
Closed
8

Top Buys

Rank Stock Value
1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$3.49M
2
DYNC
Vistra Energy Corp.
DYNC
+$3.39M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.31M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$1.56M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$1.15M

Top Sells

Rank Stock Value
1
AGN.PRA
Allergan plc
AGN.PRA
+$10.4M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$6.64M
3
BKHU
Black Hills Corporation
BKHU
+$3.73M
4
WPXP
WPX Energy, Inc.
WPXP
+$2.66M
5
HEZU icon
iShares Currency Hedged MSCI Eurozone ETF
HEZU
+$2.59M

Sector Composition

Rank Sector Weight
1 Financials 0.86%
2 Healthcare 0.6%
3 Technology 0.59%
4 Communication Services 0.5%
5 Industrials 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBT icon
51
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$312M
$833K 0.07%
24,635
– –
L icon
52
Loews
L
$23.6B
$827K 0.07%
16,540
– –
EEMV icon
53
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
$793K 0.07%
13,076
-18
-0.1% -$1.07K
PG icon
54
Procter & Gamble
PG
$337B
$771K 0.06%
8,377
-26
-0.3% -$2.34K
IYM icon
55
iShares US Basic Materials ETF
IYM
$1.25B
$756K 0.06%
7,395
-10
-0.1% -$992
VZ icon
56
Verizon
VZ
$194B
$729K 0.06%
13,754
-877
-6% -$43.1K
INTC icon
57
Intel
INTC
$512B
$725K 0.06%
15,690
-24
-0.2% -$1.05K
DTV
58
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$672K 0.06%
12,355
-625
-5% -$34.6K
XOM icon
59
ExxonMobil
XOM
$635B
$671K 0.06%
8,056
-1,119
-12% -$92.5K
DBJP icon
60
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$704M
$649K 0.05%
14,706
-25
-0.2% -$1.07K
T icon
61
AT&T
T
$163B
$616K 0.05%
20,987
-65
-0.3% -$1.77K
KO icon
62
Coca-Cola
KO
$374B
$587K 0.05%
12,855
-23
-0.2% -$1.06K
EPR.PRC icon
63
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$146M
$585K 0.05%
21,992
– –
WFC icon
64
Wells Fargo
WFC
$262B
$582K 0.05%
9,601
-1,019
-10% -$57.6K
FDX icon
65
FedEx
FDX
$75.1B
$553K 0.05%
2,219
-3
-0.1% -$686
CSCO icon
66
Cisco
CSCO
$479B
$549K 0.05%
14,299
-1,036
-7% -$37K
EFA icon
67
iShares MSCI EAFE ETF
EFA
$80.1B
$533K 0.04%
7,590
– –
MO icon
68
Altria Group
MO
$114B
$523K 0.04%
7,331
-11
-0.1% -$737
STI
69
DELISTED
SunTrust Banks, Inc.
STI
$521K 0.04%
8,059
-24
-0.3% -$1.47K
FTSM icon
70
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$519K 0.04%
8,654
– –
PEP icon
71
PepsiCo
PEP
$189B
$516K 0.04%
4,290
-7
-0.2% -$799
ORCL icon
72
Oracle
ORCL
$421B
$509K 0.04%
10,722
-19
-0.2% -$932
BKLN icon
73
Invesco Senior Loan ETF
BKLN
$6.81B
$508K 0.04%
22,060
-65,968
-75% -$1.52M
CVX icon
74
Chevron
CVX
$368B
$508K 0.04%
4,050
-17
-0.4% -$2.02K
CELG
75
DELISTED
Celgene Corp
CELG
$503K 0.04%
4,814
-186
-4% -$21K
1 2
3
4 5

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, SSI Investment Management held 319 positions worth $1.2B, up 2.3% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $793M in Q4 2017, closing 8 positions and reducing 96 holdings. Its most notable exit was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A, an estimated $6.64M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.86% of assets, down from 0.86% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in First Trust Senior Loan Fund ETF worth $1.56M.

  • SSI Investment Management's largest Q4 2017 buy was First Trust Senior Loan Fund ETF: 32,458 shares worth $1.56M.
  • SSI Investment Management added most to Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6 in Q4 2017, an estimated $3.49M increase.
  • SSI Investment Management's biggest Q4 2017 reduction was Allergan plc, cutting an estimated $10.4M.
  • SSI Investment Management fully exited T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A in Q4 2017, selling an estimated $6.64M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.2B portfolio in Q4 2017.
  • SSI Investment Management opened 12 new positions and closed 8 in Q4 2017.
  • SSI Investment Management's portfolio value rose 2.3% quarter-over-quarter to $1.2B.

Based on SSI Investment Management's 13F filing for Q4 2017, filed 9 Feb 2018.