SSI Investment Management’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

SSI Investment Management’s Portfolio FTSM Stock Details FTSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-4,090	Closed	-$245K	–	298
2018 Q1	$245K	Sell	4,090 -4,564	-53%	-$274K	0.02%	278
2017 Q4	$519K	Hold	8,654	–	–	0.04%	220
2017 Q3	$519K	Buy	8,654 +481	+6%	+$28.9K	0.04%	226
2017 Q2	$491K	Buy	8,173 +121	+2%	+$7.26K	0.04%	233
2017 Q1	$484K	Buy	8,052 +65	+0.8%	+$3.9K	0.04%	227
2016 Q4	$480K	Hold	7,987	–	–	0.04%	219
2016 Q3	$480K	Buy	7,987 +3,293	+70%	+$197K	0.04%	216
2016 Q2	$281K	Hold	4,694	–	–	0.03%	236
2016 Q1	$280K	Buy	4,694 +28	+0.6%	+$1.68K	0.03%	230
2015 Q4	$278K	Sell	4,666 -2,910	-38%	-$174K	0.03%	233
2015 Q3	$454K	Buy	+7,576	New	+$454K	0.05%	192

Other funds holding FTSM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

SSI Investment Management's FTSM Position: Q2 2018 in Review

SSI Investment Management sold out of First Trust Enhanced Short Maturity ETF (FTSM) in Q2 2018, closing a stake of 4,090 shares — an estimated $245K sold.

SSI Investment Management first reported a position in FTSM in Q3 2015 and held it in 11 quarters. The position peaked at $519K in Q4 2017. 144 funds tracked by Wall St. Rank hold FTSM as of Q2 2018.

SSI Investment Management reported no remaining First Trust Enhanced Short Maturity ETF position as of Q2 2018 after selling out during the quarter.
SSI Investment Management sold 4,090 First Trust Enhanced Short Maturity ETF shares in Q2 2018, an estimated $245K.
SSI Investment Management first reported a position in First Trust Enhanced Short Maturity ETF in Q3 2015 and held it in 11 quarters.
SSI Investment Management's First Trust Enhanced Short Maturity ETF position peaked at $519K in Q4 2017.
144 funds tracked by Wall St. Rank held First Trust Enhanced Short Maturity ETF as of Q2 2018.

Based on SSI Investment Management's 13F filing for Q2 2018, filed 7 Aug 2018.