SSI Investment Management’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

SSI Investment Management’s Portfolio FTSM Stock Details FTSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-4,090	Closed	-$245K	–	298
2018 Q1	$245K	Sell	4,090 -4,564	-53%	-$274K	0.02%	278
2017 Q4	$519K	Hold	8,654	–	–	0.04%	220
2017 Q3	$519K	Buy	8,654 +481	+6%	+$28.9K	0.04%	226
2017 Q2	$491K	Buy	8,173 +121	+2%	+$7.26K	0.04%	233
2017 Q1	$484K	Buy	8,052 +65	+0.8%	+$3.9K	0.04%	227
2016 Q4	$480K	Hold	7,987	–	–	0.04%	219
2016 Q3	$480K	Buy	7,987 +3,293	+70%	+$197K	0.04%	216
2016 Q2	$281K	Hold	4,694	–	–	0.03%	236
2016 Q1	$280K	Buy	4,694 +28	+0.6%	+$1.68K	0.03%	230
2015 Q4	$278K	Sell	4,666 -2,910	-38%	-$174K	0.03%	233
2015 Q3	$454K	Buy	+7,576	New	+$454K	0.05%	192

Other funds holding FTSM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cambridge Investment Research Advisors

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

HighTower Advisors

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return