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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.8%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$975M
AUM Growth
-$1.77M
Cap. Flow
-$553M
Cap. Flow %
-56.69%
Top 10 Hldgs %
23.22%
Holding
287
New
12
Increased
61
Reduced
25
Closed
17

Top Buys

Rank Stock Value
1
DCUC
Dominion Energy, Inc.
DCUC
+$8.79M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$7.81M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.99M
4
EXCU
Exelon Corporation
EXCU
+$3.52M
5
SRCLP
Stericycle, Inc
SRCLP
+$2.85M

Top Sells

Rank Stock Value
1
SWNC
Southwestern Energy Company
SWNC
+$6.48M
2
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$5M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.67M
4
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$3.25M
5
FPX icon
First Trust US Equity Opportunities ETF
FPX
+$2.73M

Sector Composition

Rank Sector Weight
1 Industrials 1.42%
2 Financials 0.75%
3 Healthcare 0.62%
4 Consumer Staples 0.5%
5 Technology 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
51
ExxonMobil
XOM
$634B
$714K 0.07%
8,555
-1
-0% -$80
PG icon
52
Procter & Gamble
PG
$339B
$705K 0.07%
8,563
+1,861
+28% +$150K
BRK.B icon
53
Berkshire Hathaway Class B
BRK.B
$1.13T
$655K 0.07%
4,617
+1
+0% +$133
RPT.PRD
54
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$650K 0.07%
10,000
– –
META icon
55
Meta Platforms (Facebook)
META
$1.51T
$649K 0.07%
5,697
+2
+0% +$211
WFC icon
56
Wells Fargo
WFC
$264B
$648K 0.07%
13,382
-2
-0% -$98
T icon
57
AT&T
T
$163B
$647K 0.07%
21,892
-6
-0% -$166
L icon
58
Loews
L
$23.6B
$633K 0.06%
16,540
– –
VZ icon
59
Verizon
VZ
$196B
$626K 0.06%
11,601
+2,937
+34% +$147K
BAC icon
60
Bank of America
BAC
$442B
$611K 0.06%
45,270
+7
+0% +$94
HD icon
61
Home Depot
HD
$355B
$611K 0.06%
4,597
– –
KO icon
62
Coca-Cola
KO
$375B
$607K 0.06%
13,101
-4
-0% -$174
UNH icon
63
UnitedHealth
UNH
$370B
$555K 0.06%
4,303
– –
AMZN icon
64
Amazon
AMZN
$2.96T
$552K 0.06%
18,500
– –
ORCL icon
65
Oracle
ORCL
$423B
$474K 0.05%
11,588
-6
-0.1% -$222
MO icon
66
Altria Group
MO
$114B
$470K 0.05%
7,469
+1
+0% +$60
CELG
67
DELISTED
Celgene Corp
CELG
$463K 0.05%
4,598
+2
+0% +$206
PEP icon
68
PepsiCo
PEP
$190B
$455K 0.05%
4,460
-1
-0% -$99
CVX icon
69
Chevron
CVX
$366B
$418K 0.04%
4,373
-2
-0% -$175
CSCO icon
70
Cisco
CSCO
$479B
$410K 0.04%
14,417
-1
-0% -$26
LOW icon
71
Lowe's Companies
LOW
$125B
$399K 0.04%
5,263
+1
+0% +$71
AGN
72
DELISTED
Allergan plc
AGN
$397K 0.04%
1,482
– –
INTC icon
73
Intel
INTC
$513B
$389K 0.04%
12,072
– –
AMGN icon
74
Amgen
AMGN
$222B
$386K 0.04%
2,584
– –
FDX icon
75
FedEx
FDX
$75.4B
$376K 0.04%
2,302
– –
1 2
3
4 5

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VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, SSI Investment Management held 287 positions worth $975M, down 0.18% from $977M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $553M in Q1 2016, closing 17 positions and reducing 25 holdings. Its most notable exit was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA), an estimated $5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.4% of assets, up from 1.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in Dominion Energy, Inc. worth $9.01M.

  • SSI Investment Management's largest Q1 2016 buy was Dominion Energy, Inc.: 178,495 shares worth $9.01M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2016, an estimated $7.81M increase.
  • SSI Investment Management's biggest Q1 2016 reduction was Southwestern Energy Company, cutting an estimated $6.48M.
  • SSI Investment Management fully exited DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q1 2016, selling an estimated $5M.
  • SSI Investment Management's ten largest holdings make up 23% of its $975M portfolio in Q1 2016.
  • SSI Investment Management opened 12 new positions and closed 17 in Q1 2016.
  • SSI Investment Management's portfolio value fell 0.18% quarter-over-quarter to $975M.

Based on SSI Investment Management's 13F filing for Q1 2016, filed 9 May 2016.