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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
+$52.6M
Cap. Flow
-$649M
Cap. Flow %
-62.88%
Top 10 Hldgs %
23.29%
Holding
438
New
49
Increased
47
Reduced
141
Closed
51

Top Buys

Rank Stock Value
1
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$4.28M
2
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
+$4.16M
3
AMT.PRA
American Tower Corporation
AMT.PRA
+$1.69M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$1M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$635K

Top Sells

Rank Stock Value
1
PPL.PRW
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
+$2.17M
2
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
+$1.21M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$1.14M
4
GE icon
GE Aerospace
GE
+$816K
5
EWY icon
iShares MSCI South Korea ETF
EWY
+$752K

Sector Composition

Rank Sector Weight
1 Financials 1.73%
2 Industrials 1.29%
3 Healthcare 1.2%
4 Technology 1.08%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
51
Visa
V
$677B
$722K 0.07%
13,712
+2,560
+23% +$134K
DHR icon
52
Danaher
DHR
$144B
$720K 0.07%
13,605
+9,036
+198% +$464K
FL
53
DELISTED
Foot Locker
FL
$716K 0.07%
14,169
-1,800
-11% -$86.1K
MFG icon
54
Mizuho Financial
MFG
$130B
$706K 0.07%
171,890
-2,220
-1% -$8.81K
BCS icon
55
Barclays
BCS
$94.1B
$683K 0.07%
50,547
+4,920
+11% +$74.5K
EMN icon
56
Eastman Chemical
EMN
$8.42B
$680K 0.07%
7,808
-101
-1% -$8.78K
CYNO
57
DELISTED
Cynosure, Inc. Class A
CYNO
$678K 0.07%
31,945
+15,490
+94% +$358K
AMGN icon
58
Amgen
AMGN
$222B
$674K 0.07%
5,700
+873
+18% +$101K
ABBV icon
59
AbbVie
ABBV
$435B
$671K 0.07%
11,904
-210
-2% -$11K
DD icon
60
DuPont de Nemours
DD
$19.2B
$670K 0.06%
5,128
+1,196
+30% +$152K
ORCL icon
61
Oracle
ORCL
$423B
$667K 0.06%
16,489
+4,695
+40% +$193K
ALL icon
62
Allstate
ALL
$67.5B
$666K 0.06%
11,351
-168
-1% -$9.69K
BA icon
63
Boeing
BA
$185B
$665K 0.06%
5,221
-72
-1% -$9.4K
APA icon
64
APA Corp
APA
$13.2B
$622K 0.06%
6,167
-1,347
-18% -$122K
T icon
65
AT&T
T
$163B
$620K 0.06%
23,259
-495
-2% -$13.3K
FDX icon
66
FedEx
FDX
$75.4B
$619K 0.06%
4,076
-65
-2% -$9.08K
VZ icon
67
Verizon
VZ
$196B
$613K 0.06%
12,544
-4,151
-25% -$201K
BANC icon
68
Banc of California
BANC
$2.97B
$611K 0.06%
56,212
+25,532
+83% +$291K
APC
69
DELISTED
Anadarko Petroleum
APC
$606K 0.06%
5,521
-2,196
-28% -$224K
CIMT
70
DELISTED
CIMATRON LTD ORD SHS
CIMT
$606K 0.06%
97,580
-1,177
-1% -$7.77K
WFC icon
71
Wells Fargo
WFC
$264B
$605K 0.06%
11,490
-175
-2% -$8.8K
DAL icon
72
Delta Air Lines
DAL
$60.1B
$593K 0.06%
15,264
+1,840
+14% +$69.4K
EBAY icon
73
eBay
EBAY
$49.8B
$586K 0.06%
27,811
+3,464
+14% +$75.5K
PG icon
74
Procter & Gamble
PG
$339B
$586K 0.06%
7,433
-3,891
-34% -$314K
MET icon
75
MetLife
MET
$62.1B
$585K 0.06%
11,785
-4,077
-26% -$191K
1 2
3
4 5

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HTI
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L7C
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SSI Investment Management's Q2 2014 Portfolio in Review

As of Q2 2014, SSI Investment Management held 438 positions worth $1.03B, up 5.4% from $980M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $649M in Q2 2014, closing 51 positions and reducing 141 holdings. Its most notable exit was PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS, an estimated $2.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 2% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest worth $4.3M.

  • SSI Investment Management's largest Q2 2014 buy was RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest: 70,000 shares worth $4.3M.
  • SSI Investment Management added most to DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q2 2014, an estimated $1M increase.
  • SSI Investment Management's biggest Q2 2014 reduction was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, cutting an estimated $1.14M.
  • SSI Investment Management fully exited PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS in Q2 2014, selling an estimated $2.17M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q2 2014.
  • SSI Investment Management opened 49 new positions and closed 51 in Q2 2014.
  • SSI Investment Management's portfolio value rose 5.4% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q2 2014, filed 8 Aug 2014.