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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$980M
AUM Growth
-$148M
Cap. Flow
-$820M
Cap. Flow %
-83.67%
Top 10 Hldgs %
22.39%
Holding
465
New
62
Increased
25
Reduced
152
Closed
69

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$5.91M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.59M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.47M
4
ALR.PRB
Alere Inc
ALR.PRB
+$1.81M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.14M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$3.58M
2
XOM icon
ExxonMobil
XOM
+$2.96M
3
GE icon
GE Aerospace
GE
+$2.82M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.63M
5
JPM icon
JPMorgan Chase
JPM
+$2.34M

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Industrials 1.49%
3 Healthcare 1.33%
4 Energy 1.14%
5 Consumer Discretionary 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAL icon
51
Halliburton
HAL
$26.6B
$715K 0.07%
12,170
-10,908
-47% -$583K
CIMT
52
DELISTED
CIMATRON LTD ORD SHS
CIMT
$714K 0.07%
98,757
+23,892
+32% +$213K
CVX icon
53
Chevron
CVX
$366B
$713K 0.07%
5,988
-13,300
-69% -$1.55M
COF icon
54
Capital One
COF
$134B
$708K 0.07%
9,155
-13,582
-60% -$997K
MFG icon
55
Mizuho Financial
MFG
$130B
$694K 0.07%
174,110
-186,675
-52% -$781K
PARA
56
DELISTED
Paramount Global Class B
PARA
$683K 0.07%
11,078
-5,702
-34% -$360K
EMN icon
57
Eastman Chemical
EMN
$8.42B
$682K 0.07%
7,909
-6,185
-44% -$507K
OC icon
58
Owens Corning
OC
$12.4B
$676K 0.07%
+15,633
New +$658K
BA icon
59
Boeing
BA
$185B
$666K 0.07%
5,293
-3,102
-37% -$404K
BCS icon
60
Barclays
BCS
$94.1B
$660K 0.07%
45,627
-33,566
-42% -$537K
NOV icon
61
NOV
NOV
$7B
$657K 0.07%
9,373
-3,066
-25% -$210K
TFCFA
62
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$657K 0.07%
20,586
-15,856
-44% -$518K
APC
63
DELISTED
Anadarko Petroleum
APC
$654K 0.07%
7,717
-8,880
-54% -$728K
ALL icon
64
Allstate
ALL
$67.5B
$652K 0.07%
11,519
-14,694
-56% -$788K
TT icon
65
Trane Technologies
TT
$106B
$634K 0.06%
11,045
-5,673
-34% -$338K
T icon
66
AT&T
T
$163B
$629K 0.06%
23,754
-48,458
-67% -$1.22M
ABBV icon
67
AbbVie
ABBV
$435B
$625K 0.06%
12,114
-6,948
-36% -$351K
APA icon
68
APA Corp
APA
$13.2B
$624K 0.06%
7,514
-506
-6% -$41.5K
UNP icon
69
Union Pacific
UNP
$174B
$623K 0.06%
6,626
-11,862
-64% -$1.05M
VLO icon
70
Valero Energy
VLO
$85.9B
$622K 0.06%
11,718
-8,848
-43% -$453K
CWST icon
71
Casella Waste Systems
CWST
$5.69B
$620K 0.06%
121,656
-4,489
-4% -$24K
V icon
72
Visa
V
$677B
$602K 0.06%
11,152
-15,464
-58% -$859K
AMGN icon
73
Amgen
AMGN
$222B
$593K 0.06%
4,827
-8,638
-64% -$1.05M
BUD icon
74
AB InBev
BUD
$165B
$591K 0.06%
5,595
-6,953
-55% -$705K
WFC icon
75
Wells Fargo
WFC
$264B
$580K 0.06%
11,665
-33,800
-74% -$1.57M
1 2
3
4 5

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VIP
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CHAM
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HTI
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SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
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SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
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SSI Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, SSI Investment Management held 465 positions worth $980M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SSI Investment Management withdrew a net $820M in Q1 2014, closing 69 positions and reducing 152 holdings. Its most notable exit was GOODYEAR TIRE & RUBR CO PFD CONV (OH), an estimated $2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, down from 3.5% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in State Street Utilities Select Sector SPDR ETF worth $1.2M.

  • SSI Investment Management's largest Q1 2014 buy was State Street Utilities Select Sector SPDR ETF: 57,790 shares worth $1.2M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2014, an estimated $5.91M increase.
  • SSI Investment Management's biggest Q1 2014 reduction was Apple, cutting an estimated $3.58M.
  • SSI Investment Management fully exited GOODYEAR TIRE & RUBR CO PFD CONV (OH) in Q1 2014, selling an estimated $2M.
  • SSI Investment Management's ten largest holdings make up 22% of its $980M portfolio in Q1 2014.
  • SSI Investment Management opened 62 new positions and closed 69 in Q1 2014.
  • SSI Investment Management's portfolio value fell 13% quarter-over-quarter to $980M.

Based on SSI Investment Management's 13F filing for Q1 2014, filed 9 May 2014.