SSI Investment Management’s Capital One COF Stock Holding History

SSI Investment Management’s Portfolio COF Stock Details COF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-3,529	Closed	-$243K	–	281
2016 Q1	$243K	Hold	3,529	–	–	0.02%	241
2015 Q4	$256K	Hold	3,529	–	–	0.03%	243
2015 Q3	$257K	Hold	3,529	–	–	0.03%	239
2015 Q2	$312K	Sell	3,529 -393	-10%	-$33K	0.03%	240
2015 Q1	$309K	Sell	3,922 -6,337	-62%	-$498K	0.03%	249
2014 Q4	$845K	Sell	10,259 -4,120	-29%	-$335K	0.09%	178
2014 Q3	$1.17M	Buy	14,379 +3,739	+35%	+$306K	0.11%	160
2014 Q2	$878K	Buy	10,640 +1,485	+16%	+$115K	0.09%	160
2014 Q1	$708K	Sell	9,155 -13,582	-60%	-$997K	0.07%	182
2013 Q4	$1.74M	Sell	22,737 -25	-0.1%	-$1.78K	0.15%	155
2013 Q3	$1.56M	Sell	22,762 -86	-0.4%	-$5.79K	0.14%	151
2013 Q2	$1.44M	Buy	+22,848	New	+$1.35M	0.14%	160

Other funds holding COF

Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $33B AUM 40.62% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

SSI Investment Management's COF Position: Q2 2016 in Review

SSI Investment Management sold out of Capital One (COF) in Q2 2016, closing a stake of 3,529 shares — an estimated $243K sold.

SSI Investment Management first reported a position in COF in Q2 2013 and held it in 12 quarters. The position peaked at $1.74M in Q4 2013. 769 funds tracked by Wall St. Rank hold COF as of Q2 2016.

SSI Investment Management reported no remaining Capital One position as of Q2 2016 after selling out during the quarter.
SSI Investment Management sold 3,529 Capital One shares in Q2 2016, an estimated $243K.
SSI Investment Management first reported a position in Capital One in Q2 2013 and held it in 12 quarters.
SSI Investment Management's Capital One position peaked at $1.74M in Q4 2013.
769 funds tracked by Wall St. Rank held Capital One as of Q2 2016.

Based on SSI Investment Management's 13F filing for Q2 2016, filed 9 Aug 2016.