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Capital One

788 hedge funds and large institutions have $34.6B invested in Capital One in 2015 Q3 according to their latest regulatory filings, with 70 funds opening new positions, 316 increasing their positions, 293 reducing their positions, and 81 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more repeat investments, than reductions

Existing positions increased: 316 | Existing positions reduced: 293

0% more call options, than puts

Call options by funds: $128M | Put options by funds: $127M

2.06% less ownership

Funds ownership: 90.2%88.14% (-2.1%)

2% less funds holding

Funds holding: 808788 (-20)

14% less first-time investments, than exits

New positions opened: 70 | Existing positions closed: 81

20% less capital invested

Capital invested by funds: $43.2B → $34.6B (-$8.61B)

45% less funds holding in top 10

Funds holding in top 10: 3821 (-17)

Holders
788
Holders Change
-20
Holders Change %
-2.48%
% of All Funds
22%
Holding in Top 10
21
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-44.74%
% of All Funds
0.59%
New
70
Increased
316
Reduced
293
Closed
81
Calls
$128M
Puts
$127M
Net Calls
+$355K
Net Calls Change
-$109M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$3.55B +$202M +2,515,300 +5%
Capital World Investors
2
Capital World Investors
California
$2.25B -$4.02M -50,000 -0.2%
Vanguard Group
3
Vanguard Group
Pennsylvania
$2.14B -$24.8M -308,762 -1%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$1.96B -$327M -4,072,705 -13%
State Street
5
State Street
Massachusetts
$1.58B -$81.7M -1,016,756 -4%
Barrow, Hanley, Mewhinney & Strauss
6
Barrow, Hanley, Mewhinney & Strauss
Texas
$1.33B -$43.8M -545,891 -3%
Boston Partners
7
Boston Partners
Massachusetts
$1.18B -$5.29M -65,849 -0.4%
BIT
8
BlackRock Institutional Trust
California
$1.01B -$25.7M -320,289 -2%
JP Morgan Chase
9
JP Morgan Chase
New York
$944M +$46.3M +576,287 +5%
Harris Associates
10
Harris Associates
Illinois
$652M -$7.15M -89,077 -1%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$650M +$25M +310,897 +4%
Franklin Resources
12
Franklin Resources
California
$595M +$140M +1,748,180 +27%
AllianceBernstein
13
AllianceBernstein
Tennessee
$524M +$43.5K +542 +0%
Northern Trust
14
Northern Trust
Illinois
$500M -$28M -348,813 -5%
BFA
15
BlackRock Fund Advisors
California
$430M +$8.3M +103,362 +2%
Allianz Asset Management
16
Allianz Asset Management
Germany
$412M +$79.8M +993,068 +21%
Hotchkis & Wiley Capital Management
17
Hotchkis & Wiley Capital Management
California
$371M +$37.1M +461,543 +10%
BG
18
BlackRock Group
United Kingdom
$370M -$32.5M -404,677 -7%
Ameriprise
19
Ameriprise
Minnesota
$337M -$148M -1,846,434 -28%
Geode Capital Management
20
Geode Capital Management
Massachusetts
$328M -$1.9M -23,646 -0.5%
Norges Bank
21
Norges Bank
Norway
$318M +$29.6M +368,761 +9%
Dimensional Fund Advisors
22
Dimensional Fund Advisors
Texas
$309M +$5.42M +67,418 +2%
Diamond Hill Capital Management
23
Diamond Hill Capital Management
Ohio
$272M +$12.8M +158,746 +4%
LSV Asset Management
24
LSV Asset Management
Illinois
$265M +$11.3M +140,400 +4%
DSA
25
Davis Selected Advisers
Arizona
$264M +$278M +3,458,565 +1,871%

COF Hedge Fund Activity: Q3 2015 in Review

788 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2015, worth a combined $34.6B — down 20% from $43.2B a quarter earlier.

Sellers outnumbered buyers: 81 funds closed out of COF and 70 opened new positions — a net loss of 11 holders — while 293 trimmed existing stakes and 316 added.

The largest buyer was Davis Selected Advisers, adding an estimated $278M. The largest seller was Fidelity Investments, cutting an estimated $327M.

  • 788 institutional investors held Capital One (COF) as of Q3 2015, down from 808 in Q2 2015.
  • Funds reported $34.6B of Capital One stock for Q3 2015, down 20% quarter-over-quarter.
  • 70 funds opened new Capital One positions in Q3 2015 and 81 closed out, a net change of -11 holders.
  • The largest Capital One buyer in Q3 2015 was Davis Selected Advisers, an estimated $278M added.
  • The largest Capital One seller in Q3 2015 was Fidelity Investments, an estimated $327M sold.

Based on aggregated 13F filings for Q3 2015.