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Capital One

856 hedge funds and large institutions have $20.7B invested in Capital One in 2020 Q1 according to their latest regulatory filings, with 81 funds opening new positions, 298 increasing their positions, 372 reducing their positions, and 179 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.09% more ownership

Funds ownership: 88.77%89.86% (+1.1%)

11% less funds holding

Funds holding: 965856 (-109)

20% less repeat investments, than reductions

Existing positions increased: 298 | Existing positions reduced: 372

34% less call options, than puts

Call options by funds: $159M | Put options by funds: $241M

51% less capital invested

Capital invested by funds: $42.5B → $20.7B (-$21.8B)

52% less funds holding in top 10

Funds holding in top 10: 2110 (-11)

55% less first-time investments, than exits

New positions opened: 81 | Existing positions closed: 179

Holders
856
Holders Change
-109
Holders Change %
-11.3%
% of All Funds
18.86%
Holding in Top 10
10
Holding in Top 10 Change
-11
Holding in Top 10 Change %
-52.38%
% of All Funds
0.22%
New
81
Increased
298
Reduced
372
Closed
179
Calls
$159M
Puts
$241M
Net Calls
-$81.7M
Net Calls Change
+$158M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$2.22B +$314M +3,576,169 +9%
Vanguard Group
2
Vanguard Group
Pennsylvania
$1.85B +$81M +920,850 +3%
BlackRock
3
BlackRock
New York
$1.51B +$8.02M +91,191 +0.3%
Capital World Investors
4
Capital World Investors
California
$1.47B -$564M -6,420,476 -18%
Fidelity Investments
5
Fidelity Investments
Massachusetts
$1.23B +$443M +5,042,342 +26%
State Street
6
State Street
Massachusetts
$1.03B -$63.4M -721,638 -3%
DSA
7
Davis Selected Advisers
Arizona
$806M +$244M +2,769,648 +21%
JP Morgan Chase
8
JP Morgan Chase
New York
$617M -$31.2M -354,321 -3%
Harris Associates
9
Harris Associates
Illinois
$398M +$26.2M +298,128 +4%
Invesco
10
Invesco
Georgia
$340M -$27.5M -312,865 -4%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$338M -$44.6K -507 -0%
Aristotle Capital Management
12
Aristotle Capital Management
California
$326M +$19.2M +217,936 +3%
Franklin Resources
13
Franklin Resources
California
$315M -$72.5M -824,417 -12%
Bank of America
14
Bank of America
North Carolina
$294M -$44.3M -503,568 -8%
Pzena Investment Management
15
Pzena Investment Management
New York
$285M +$8M +90,944 +2%
Northern Trust
16
Northern Trust
Illinois
$279M -$10.3M -117,117 -2%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$239M +$28.8M +327,288 +7%
Norges Bank
18
Norges Bank
Norway
$231M -$31.7M -360,822 -7%
Dimensional Fund Advisors
19
Dimensional Fund Advisors
Texas
$216M -$18.3M -208,267 -5%
Ameriprise
20
Ameriprise
Minnesota
$203M +$19.5M +222,052 +6%
Hotchkis & Wiley Capital Management
21
Hotchkis & Wiley Capital Management
California
$175M -$110M -1,246,560 -26%
LSV Asset Management
22
LSV Asset Management
Illinois
$175M -$20.9M -237,900 -6%
Charles Schwab
23
Charles Schwab
California
$174M -$3.97M -45,132 -1%
Newport Trust Company
24
Newport Trust Company
District of Columbia
$173M +$45.9M +521,643 +18%
Legal & General Group
25
Legal & General Group
United Kingdom
$160M +$6.01M +68,369 +2%

COF Hedge Fund Activity: Q1 2020 in Review

856 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q1 2020, worth a combined $20.7B — down 51% from $42.5B a quarter earlier.

Sellers outnumbered buyers: 179 funds closed out of COF and 81 opened new positions — a net loss of 98 holders — while 372 trimmed existing stakes and 298 added.

The largest buyer was Fidelity Investments, adding an estimated $443M. The largest seller was Capital World Investors, cutting an estimated $564M.

  • 856 institutional investors held Capital One (COF) as of Q1 2020, down from 965 in Q4 2019.
  • Funds reported $20.7B of Capital One stock for Q1 2020, down 51% quarter-over-quarter.
  • 81 funds opened new Capital One positions in Q1 2020 and 179 closed out, a net change of -98 holders.
  • The largest Capital One buyer in Q1 2020 was Fidelity Investments, an estimated $443M added.
  • The largest Capital One seller in Q1 2020 was Capital World Investors, an estimated $564M sold.

Based on aggregated 13F filings for Q1 2020.