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Capital One

746 hedge funds and large institutions have $31.6B invested in Capital One in 2016 Q3 according to their latest regulatory filings, with 52 funds opening new positions, 203 increasing their positions, 393 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 1215 (+3)

11% more capital invested

Capital invested by funds: $28.5B → $31.6B (+$3.12B)

8% more call options, than puts

Call options by funds: $268M | Put options by funds: $249M

0.3% less ownership

Funds ownership: 87.56%87.26% (-0.3%)

3% less funds holding

Funds holding: 768746 (-22)

21% less first-time investments, than exits

New positions opened: 52 | Existing positions closed: 66

48% less repeat investments, than reductions

Existing positions increased: 203 | Existing positions reduced: 393

Holders
746
Holders Change
-22
Holders Change %
-2.86%
% of All Funds
19.9%
Holding in Top 10
15
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+25%
% of All Funds
0.4%
New
52
Increased
203
Reduced
393
Closed
66
Calls
$268M
Puts
$249M
Net Calls
+$19.2M
Net Calls Change
+$78.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$3.54B +$5.14M +74,866 +0.2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$2.24B +$35.2M +512,691 +2%
Capital World Investors
3
Capital World Investors
California
$1.97B +$406M +5,914,808 +27%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$1.74B -$208M -3,026,267 -11%
State Street
5
State Street
Massachusetts
$1.49B +$13.2M +191,514 +0.9%
Barrow, Hanley, Mewhinney & Strauss
6
Barrow, Hanley, Mewhinney & Strauss
Texas
$1.39B -$32.2M -468,363 -2%
JP Morgan Chase
7
JP Morgan Chase
New York
$1.26B +$310M +4,511,539 +35%
Franklin Resources
8
Franklin Resources
California
$1.12B +$336M +4,893,121 +46%
BIT
9
BlackRock Institutional Trust
California
$969M -$7.67M -111,681 -0.8%
Harris Associates
10
Harris Associates
Illinois
$599M +$4.25M +61,829 +0.7%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$572M -$86.7M -1,262,097 -14%
Wellington Management Group
12
Wellington Management Group
Massachusetts
$460M +$129M +1,881,684 +42%
BFA
13
BlackRock Fund Advisors
California
$443M +$18M +262,066 +4%
Northern Trust
14
Northern Trust
Illinois
$428M -$7.41M -107,917 -2%
Boston Partners
15
Boston Partners
Massachusetts
$420M -$60.6M -882,971 -13%
Hotchkis & Wiley Capital Management
16
Hotchkis & Wiley Capital Management
California
$418M -$2.1M -30,558 -0.5%
AllianceBernstein
17
AllianceBernstein
Tennessee
$395M -$142M -2,071,140 -27%
Goldman Sachs
18
Goldman Sachs
New York
$384M +$77.6M +1,130,290 +27%
Diamond Hill Capital Management
19
Diamond Hill Capital Management
Ohio
$359M -$12.9M -188,389 -4%
Geode Capital Management
20
Geode Capital Management
Massachusetts
$332M +$12.4M +181,155 +4%
Dimensional Fund Advisors
21
Dimensional Fund Advisors
Texas
$316M +$7.86M +114,379 +3%
BG
22
BlackRock Group
United Kingdom
$314M -$6.08M -88,491 -2%
LSV Asset Management
23
LSV Asset Management
Illinois
$282M +$1.43M +20,830 +0.5%
DSA
24
Davis Selected Advisers
Arizona
$270M -$1.59M -23,191 -0.6%
Capital Research Global Investors
25
Capital Research Global Investors
California
$259M -$29.6K -431 -0%

COF Hedge Fund Activity: Q3 2016 in Review

746 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2016, worth a combined $31.6B — up 11% from $28.5B a quarter earlier.

Sellers outnumbered buyers: 66 funds closed out of COF and 52 opened new positions — a net loss of 14 holders — while 393 trimmed existing stakes and 203 added.

The largest buyer was Capital World Investors, adding an estimated $406M. The largest seller was Allianz Asset Management, cutting an estimated $219M.

  • 746 institutional investors held Capital One (COF) as of Q3 2016, down from 768 in Q2 2016.
  • Funds reported $31.6B of Capital One stock for Q3 2016, up 11% quarter-over-quarter.
  • 52 funds opened new Capital One positions in Q3 2016 and 66 closed out, a net change of -14 holders.
  • The largest Capital One buyer in Q3 2016 was Capital World Investors, an estimated $406M added.
  • The largest Capital One seller in Q3 2016 was Allianz Asset Management, an estimated $219M sold.

Based on aggregated 13F filings for Q3 2016.