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Capital One

903 hedge funds and large institutions have $34.4B invested in Capital One in 2019 Q1 according to their latest regulatory filings, with 80 funds opening new positions, 328 increasing their positions, 358 reducing their positions, and 87 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more capital invested

Capital invested by funds: $31.6B → $34.4B (+$2.76B)

1.75% more ownership

Funds ownership: 88.75%90.51% (+1.8%)

8% less first-time investments, than exits

New positions opened: 80 | Existing positions closed: 87

8% less repeat investments, than reductions

Existing positions increased: 328 | Existing positions reduced: 358

2% less funds holding

Funds holding: 923903 (-20)

9% less funds holding in top 10

Funds holding in top 10: 2321 (-2)

47% less call options, than puts

Call options by funds: $125M | Put options by funds: $237M

Holders
903
Holders Change
-20
Holders Change %
-2.17%
% of All Funds
19.55%
Holding in Top 10
21
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-8.7%
% of All Funds
0.45%
New
80
Increased
328
Reduced
358
Closed
87
Calls
$125M
Puts
$237M
Net Calls
-$112M
Net Calls Change
+$10.6M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$3.36B +$274M +3,376,826 +9%
Capital World Investors
2
Capital World Investors
California
$3.03B +$106M +1,310,005 +4%
Vanguard Group
3
Vanguard Group
Pennsylvania
$2.89B +$29.7M +365,851 +1%
BlackRock
4
BlackRock
New York
$2.38B -$57.6M -708,777 -2%
State Street
5
State Street
Massachusetts
$1.72B +$4.82M +59,351 +0.3%
Fidelity Investments
6
Fidelity Investments
Massachusetts
$1.52B +$102M +1,259,001 +7%
DSA
7
Davis Selected Advisers
Arizona
$1.13B +$41.1M +506,028 +4%
Franklin Resources
8
Franklin Resources
California
$1.08B -$29.7M -365,365 -3%
JP Morgan Chase
9
JP Morgan Chase
New York
$908M -$5.96M -73,278 -0.7%
Harris Associates
10
Harris Associates
Illinois
$679M +$19.6M +241,505 +3%
Bank of America
11
Bank of America
North Carolina
$542M +$153M +1,876,464 +39%
Geode Capital Management
12
Geode Capital Management
Massachusetts
$532M +$20.2M +248,418 +4%
Northern Trust
13
Northern Trust
Illinois
$500M -$8.78M -108,009 -2%
Pzena Investment Management
14
Pzena Investment Management
New York
$462M -$10.3M -127,242 -2%
Hotchkis & Wiley Capital Management
15
Hotchkis & Wiley Capital Management
California
$401M +$19.6M +241,000 +5%
Dimensional Fund Advisors
16
Dimensional Fund Advisors
Texas
$367M +$2.65M +32,577 +0.7%
LSV Asset Management
17
LSV Asset Management
Illinois
$363M -$17.1M -210,500 -5%
Norges Bank
18
Norges Bank
Norway
$353M +$22.4M +275,930 +7%
Aristotle Capital Management
19
Aristotle Capital Management
California
$345M +$18.2M +223,436 +6%
Bank of New York Mellon
20
Bank of New York Mellon
New York
$314M -$69.6M -855,838 -18%
Ameriprise
21
Ameriprise
Minnesota
$303M +$116M +1,427,579 +63%
Charles Schwab
22
Charles Schwab
California
$278M +$52.8M +649,777 +24%
Newport Trust Company
23
Newport Trust Company
District of Columbia
$274M -$950K -11,690 -0.3%
AllianceBernstein
24
AllianceBernstein
Tennessee
$254M -$11M -135,094 -4%
Legal & General Group
25
Legal & General Group
United Kingdom
$242M +$43.9M +540,024 +22%

COF Hedge Fund Activity: Q1 2019 in Review

903 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q1 2019, worth a combined $34.4B — up 8.7% from $31.6B a quarter earlier.

Sellers outnumbered buyers: 87 funds closed out of COF and 80 opened new positions — a net loss of 7 holders — while 358 trimmed existing stakes and 328 added.

The largest buyer was Dodge & Cox, adding an estimated $274M. The largest seller was AJO LP, cutting an estimated $197M.

  • 903 institutional investors held Capital One (COF) as of Q1 2019, down from 923 in Q4 2018.
  • Funds reported $34.4B of Capital One stock for Q1 2019, up 8.7% quarter-over-quarter.
  • 80 funds opened new Capital One positions in Q1 2019 and 87 closed out, a net change of -7 holders.
  • The largest Capital One buyer in Q1 2019 was Dodge & Cox, an estimated $274M added.
  • The largest Capital One seller in Q1 2019 was AJO LP, an estimated $197M sold.

Based on aggregated 13F filings for Q1 2019.