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Capital One

679 hedge funds and large institutions have $36B invested in Capital One in 2013 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 231 increasing their positions, 279 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 40

9% more capital invested

Capital invested by funds: $33B → $36B (+$3B)

5% more funds holding

Funds holding: 647679 (+32)

8% more call options, than puts

Call options by funds: $330M | Put options by funds: $306M

0.77% less ownership

Funds ownership: 89.86%89.08% (-0.77%)

9% less funds holding in top 10

Funds holding in top 10: 3330 (-3)

17% less repeat investments, than reductions

Existing positions increased: 231 | Existing positions reduced: 279

Holders
679
Holders Change
+32
Holders Change %
+4.95%
% of All Funds
22.02%
Holding in Top 10
30
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.09%
% of All Funds
0.97%
New
76
Increased
231
Reduced
279
Closed
40
Calls
$330M
Puts
$306M
Net Calls
+$23.5M
Net Calls Change
-$33.9M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$3.29B -$24.6M -366,248 -0.8%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$2.25B +$31.4M +467,074 +1%
Vanguard Group
3
Vanguard Group
Pennsylvania
$1.84B +$39.4M +585,147 +2%
State Street
4
State Street
Massachusetts
$1.68B +$9.95M +147,832 +0.6%
Barrow, Hanley, Mewhinney & Strauss
5
Barrow, Hanley, Mewhinney & Strauss
Texas
$1.46B -$1.73M -25,781 -0.1%
Capital World Investors
6
Capital World Investors
California
$1.43B +$313M +4,655,000 +29%
JP Morgan Chase
7
JP Morgan Chase
New York
$1.12B +$52.9M +786,108 +5%
BIT
8
BlackRock Institutional Trust
California
$1.08B -$54.6M -811,358 -5%
Viking Global Investors
9
Viking Global Investors
Connecticut
$1.08B +$71.1M +1,056,734 +7%
Capital Research Global Investors
10
Capital Research Global Investors
California
$861M -$23.5M -350,000 -3%
T. Rowe Price Associates
11
T. Rowe Price Associates
Maryland
$786M -$22.8M -339,420 -3%
IC
12
Institutional Capital
Illinois
$706M -$32.9M -488,303 -5%
Harris Associates
13
Harris Associates
Illinois
$674M +$4.87M +72,366 +0.7%
Boston Partners
14
Boston Partners
Massachusetts
$594M +$27.7M +412,216 +5%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$573M -$6.69M -99,458 -1%
AllianceBernstein
16
AllianceBernstein
Tennessee
$547M -$21.7M -323,039 -4%
Northern Trust
17
Northern Trust
Illinois
$523M +$38.1K +567 +0%
BG
18
BlackRock Group
United Kingdom
$445M +$4.68M +69,534 +1%
Lord, Abbett & Co
19
Lord, Abbett & Co
New Jersey
$402M -$50.2M -745,394 -11%
Hotchkis & Wiley Capital Management
20
Hotchkis & Wiley Capital Management
California
$400M -$73.8M -1,096,654 -16%
BFA
21
BlackRock Fund Advisors
California
$364M -$1.59M -23,587 -0.4%
Goldman Sachs
22
Goldman Sachs
New York
$322M +$25M +371,992 +9%
Geode Capital Management
23
Geode Capital Management
Massachusetts
$286M +$9.67M +143,672 +4%
Dimensional Fund Advisors
24
Dimensional Fund Advisors
Texas
$256M +$39.4M +584,892 +19%
CIP
25
Cornerstone Investment Partners
Georgia
$249M -$27.7M -412,363 -10%

COF Hedge Fund Activity: Q3 2013 in Review

679 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2013, worth a combined $36B — up 9.1% from $33B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new COF positions and 40 closed out — a net gain of 36 holders — while 231 added to existing stakes and 279 trimmed.

The largest buyer was Capital World Investors, adding an estimated $313M. The largest seller was KeyBank National Association, cutting an estimated $154M.

  • 679 institutional investors held Capital One (COF) as of Q3 2013, up from 647 in Q2 2013.
  • Funds reported $36B of Capital One stock for Q3 2013, up 9.1% quarter-over-quarter.
  • 76 funds opened new Capital One positions in Q3 2013 and 40 closed out, a net change of +36 holders.
  • The largest Capital One buyer in Q3 2013 was Capital World Investors, an estimated $313M added.
  • The largest Capital One seller in Q3 2013 was KeyBank National Association, an estimated $154M sold.

Based on aggregated 13F filings for Q3 2013.