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Capital One

795 hedge funds and large institutions have $31.6B invested in Capital One in 2016 Q1 according to their latest regulatory filings, with 64 funds opening new positions, 292 increasing their positions, 346 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more funds holding in top 10

Funds holding in top 10: 1719 (+2)

1.18% more ownership

Funds ownership: 89.05%90.23% (+1.2%)

2% less funds holding

Funds holding: 812795 (-17)

8% less capital invested

Capital invested by funds: $34.2B → $31.6B (-$2.57B)

12% less first-time investments, than exits

New positions opened: 64 | Existing positions closed: 73

16% less repeat investments, than reductions

Existing positions increased: 292 | Existing positions reduced: 346

21% less call options, than puts

Call options by funds: $160M | Put options by funds: $203M

Holders
795
Holders Change
-17
Holders Change %
-2.09%
% of All Funds
21.18%
Holding in Top 10
19
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+11.76%
% of All Funds
0.51%
New
64
Increased
292
Reduced
346
Closed
73
Calls
$160M
Puts
$203M
Net Calls
-$43.3M
Net Calls Change
-$12.8M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$3.4B +$10.6M +159,877 +0.3%
Vanguard Group
2
Vanguard Group
Pennsylvania
$2.14B +$58.6M +887,126 +3%
Fidelity Investments
3
Fidelity Investments
Massachusetts
$1.86B -$51.6M -780,663 -3%
Capital World Investors
4
Capital World Investors
California
$1.57B -$374M -5,658,800 -20%
State Street
5
State Street
Massachusetts
$1.52B +$6.14M +92,836 +0.4%
Barrow, Hanley, Mewhinney & Strauss
6
Barrow, Hanley, Mewhinney & Strauss
Texas
$1.25B -$17.7M -267,501 -1%
Boston Partners
7
Boston Partners
Massachusetts
$1.13B -$5.93M -89,680 -0.5%
BIT
8
BlackRock Institutional Trust
California
$992M +$25M +377,853 +3%
JP Morgan Chase
9
JP Morgan Chase
New York
$844M -$63.5M -960,816 -7%
Franklin Resources
10
Franklin Resources
California
$681M +$48.6M +735,828 +8%
Harris Associates
11
Harris Associates
Illinois
$607M -$13.2M -200,150 -2%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$572M -$23.7M -358,334 -4%
AllianceBernstein
13
AllianceBernstein
Tennessee
$560M +$59.6M +902,314 +13%
Northern Trust
14
Northern Trust
Illinois
$434M -$6.25M -94,599 -1%
BFA
15
BlackRock Fund Advisors
California
$407M -$14.5M -219,694 -4%
Hotchkis & Wiley Capital Management
16
Hotchkis & Wiley Capital Management
California
$375M +$26M +393,059 +8%
Diamond Hill Capital Management
17
Diamond Hill Capital Management
Ohio
$344M +$70.8M +1,071,956 +28%
BG
18
BlackRock Group
United Kingdom
$336M -$18.9M -286,207 -6%
Allianz Asset Management
19
Allianz Asset Management
Germany
$310M -$5.26M -79,599 -2%
Dimensional Fund Advisors
20
Dimensional Fund Advisors
Texas
$296M -$473K -7,161 -0.2%
Norges Bank
21
Norges Bank
Norway
$292M -$33.4M -504,697 -11%
LSV Asset Management
22
LSV Asset Management
Illinois
$272M +$16.6M +251,182 +7%
Wellington Management Group
23
Wellington Management Group
Massachusetts
$260M +$162M +2,458,482 +191%
DSA
24
Davis Selected Advisers
Arizona
$258M +$10.7M +161,765 +5%
Deutsche Bank
25
Deutsche Bank
Germany
$253M +$22.9M +346,598 +11%

COF Hedge Fund Activity: Q1 2016 in Review

795 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q1 2016, worth a combined $31.6B — down 7.5% from $34.2B a quarter earlier.

Sellers outnumbered buyers: 73 funds closed out of COF and 64 opened new positions — a net loss of 9 holders — while 346 trimmed existing stakes and 292 added.

The largest buyer was Royal London Asset Management, adding an estimated $526M. The largest seller was Capital World Investors, cutting an estimated $374M.

  • 795 institutional investors held Capital One (COF) as of Q1 2016, down from 812 in Q4 2015.
  • Funds reported $31.6B of Capital One stock for Q1 2016, down 7.5% quarter-over-quarter.
  • 64 funds opened new Capital One positions in Q1 2016 and 73 closed out, a net change of -9 holders.
  • The largest Capital One buyer in Q1 2016 was Royal London Asset Management, an estimated $526M added.
  • The largest Capital One seller in Q1 2016 was Capital World Investors, an estimated $374M sold.

Based on aggregated 13F filings for Q1 2016.