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Capital One

824 hedge funds and large institutions have $37.7B invested in Capital One in 2016 Q4 according to their latest regulatory filings, with 146 funds opening new positions, 239 increasing their positions, 341 reducing their positions, and 52 closing their positions.

New
Increased
Maintained
Reduced
Closed

181% more first-time investments, than exits

New positions opened: 146 | Existing positions closed: 52

80% more funds holding in top 10

Funds holding in top 10: 1527 (+12)

19% more capital invested

Capital invested by funds: $31.6B → $37.7B (+$6.12B)

10% more funds holding

Funds holding: 746824 (+78)

2.42% more ownership

Funds ownership: 87.26%89.68% (+2.4%)

24% less call options, than puts

Call options by funds: $413M | Put options by funds: $546M

30% less repeat investments, than reductions

Existing positions increased: 239 | Existing positions reduced: 341

Holders
824
Holders Change
+78
Holders Change %
+10.46%
% of All Funds
20.6%
Holding in Top 10
27
Holding in Top 10 Change
+12
Holding in Top 10 Change %
+80%
% of All Funds
0.68%
New
146
Increased
239
Reduced
341
Closed
52
Calls
$413M
Puts
$546M
Net Calls
-$133M
Net Calls Change
-$153M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$3.94B -$330M -4,095,024 -8%
Capital World Investors
2
Capital World Investors
California
$3.28B +$815M +10,103,099 +37%
Vanguard Group
3
Vanguard Group
Pennsylvania
$2.66B -$57.8M -716,997 -2%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$2.59B +$435M +5,394,359 +22%
State Street
5
State Street
Massachusetts
$1.89B +$76.8M +952,537 +5%
JP Morgan Chase
6
JP Morgan Chase
New York
$1.34B -$178M -2,212,364 -13%
Franklin Resources
7
Franklin Resources
California
$1.18B -$170M -2,113,646 -14%
BIT
8
BlackRock Institutional Trust
California
$1.14B -$35.3M -437,572 -3%
Wellington Management Group
9
Wellington Management Group
Massachusetts
$1.01B +$417M +5,171,275 +81%
Harris Associates
10
Harris Associates
Illinois
$651M -$70.2M -870,159 -10%
Boston Partners
11
Boston Partners
Massachusetts
$613M +$95.8M +1,188,763 +20%
BFA
12
BlackRock Fund Advisors
California
$569M +$27.8M +344,261 +6%
Goldman Sachs
13
Goldman Sachs
New York
$534M +$63.2M +783,430 +15%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$507M -$174M -2,162,693 -27%
Northern Trust
15
Northern Trust
Illinois
$473M -$43.2M -535,721 -9%
Hotchkis & Wiley Capital Management
16
Hotchkis & Wiley Capital Management
California
$472M -$33.1M -410,752 -7%
BG
17
BlackRock Group
United Kingdom
$403M +$20.2M +250,613 +6%
Geode Capital Management
18
Geode Capital Management
Massachusetts
$398M -$5M -61,981 -1%
Barrow, Hanley, Mewhinney & Strauss
19
Barrow, Hanley, Mewhinney & Strauss
Texas
$394M -$1.2B -14,827,253 -77%
Diamond Hill Capital Management
20
Diamond Hill Capital Management
Ohio
$393M -$39.6M -491,598 -10%
AllianceBernstein
21
AllianceBernstein
Tennessee
$391M -$81.9M -1,015,807 -18%
Dimensional Fund Advisors
22
Dimensional Fund Advisors
Texas
$382M -$1.35M -16,723 -0.4%
Norges Bank
23
Norges Bank
Norway
$346M +$20.8M +257,450 +7%
LSV Asset Management
24
LSV Asset Management
Illinois
$336M -$6.23M -77,228 -2%
DSA
25
Davis Selected Advisers
Arizona
$320M -$7.55M -93,653 -2%

COF Hedge Fund Activity: Q4 2016 in Review

824 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q4 2016, worth a combined $37.7B — up 19% from $31.6B a quarter earlier.

Buyers outnumbered sellers: 146 funds opened new COF positions and 52 closed out — a net gain of 94 holders — while 239 added to existing stakes and 341 trimmed.

The largest buyer was Capital World Investors, adding an estimated $815M. The largest seller was Barrow, Hanley, Mewhinney & Strauss, cutting an estimated $1.2B.

  • 824 institutional investors held Capital One (COF) as of Q4 2016, up from 746 in Q3 2016.
  • Funds reported $37.7B of Capital One stock for Q4 2016, up 19% quarter-over-quarter.
  • 146 funds opened new Capital One positions in Q4 2016 and 52 closed out, a net change of +94 holders.
  • The largest Capital One buyer in Q4 2016 was Capital World Investors, an estimated $815M added.
  • The largest Capital One seller in Q4 2016 was Barrow, Hanley, Mewhinney & Strauss, an estimated $1.2B sold.

Based on aggregated 13F filings for Q4 2016.