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Capital One

923 hedge funds and large institutions have $31.6B invested in Capital One in 2018 Q4 according to their latest regulatory filings, with 115 funds opening new positions, 328 increasing their positions, 354 reducing their positions, and 125 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more funds holding in top 10

Funds holding in top 10: 1723 (+6)

0.43% more ownership

Funds ownership: 88.33%88.75% (+0.43%)

7% less repeat investments, than reductions

Existing positions increased: 328 | Existing positions reduced: 354

8% less first-time investments, than exits

New positions opened: 115 | Existing positions closed: 125

2% less funds holding

Funds holding: 945923 (-22)

21% less capital invested

Capital invested by funds: $40.1B → $31.6B (-$8.43B)

43% less call options, than puts

Call options by funds: $161M | Put options by funds: $283M

Holders
923
Holders Change
-22
Holders Change %
-2.33%
% of All Funds
20.57%
Holding in Top 10
23
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+35.29%
% of All Funds
0.51%
New
115
Increased
328
Reduced
354
Closed
125
Calls
$161M
Puts
$283M
Net Calls
-$122M
Net Calls Change
+$72.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$2.85B -$34.5M -398,572 -1%
Capital World Investors
2
Capital World Investors
California
$2.7B +$217M +2,500,030 +8%
Vanguard Group
3
Vanguard Group
Pennsylvania
$2.65B +$45.2M +521,323 +2%
BlackRock
4
BlackRock
New York
$2.26B +$40.3M +465,828 +2%
State Street
5
State Street
Massachusetts
$1.59B -$68.9M -795,502 -4%
Fidelity Investments
6
Fidelity Investments
Massachusetts
$1.31B -$118M -1,358,370 -7%
Franklin Resources
7
Franklin Resources
California
$1.02B +$40.7M +470,241 +4%
DSA
8
Davis Selected Advisers
Arizona
$1B -$15.5M -179,211 -1%
JP Morgan Chase
9
JP Morgan Chase
New York
$845M -$103M -1,193,319 -10%
Harris Associates
10
Harris Associates
Illinois
$610M +$41.8M +482,315 +6%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$474M +$32.1M +370,154 +6%
Northern Trust
12
Northern Trust
Illinois
$471M +$56.3M +650,126 +12%
Pzena Investment Management
13
Pzena Investment Management
New York
$437M +$28.2M +325,725 +6%
Bank of America
14
Bank of America
North Carolina
$360M -$51.6M -596,085 -11%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$355M -$1.05M -12,155 -0.3%
Hotchkis & Wiley Capital Management
16
Hotchkis & Wiley Capital Management
California
$353M +$14.6M +168,159 +4%
LSV Asset Management
17
LSV Asset Management
Illinois
$352M -$5.1M -58,834 -1%
Dimensional Fund Advisors
18
Dimensional Fund Advisors
Texas
$337M +$6M +69,308 +2%
Norges Bank
19
Norges Bank
Norway
$306M -$10.3M -119,076 -3%
Aristotle Capital Management
20
Aristotle Capital Management
California
$302M -$1.66M -19,170 -0.5%
Newport Trust Company
21
Newport Trust Company
District of Columbia
$255M +$19.6M +226,254 +7%
AllianceBernstein
22
AllianceBernstein
Tennessee
$246M +$42.7M +492,900 +18%
Charles Schwab
23
Charles Schwab
California
$208M +$3.98M +45,926 +2%
AL
24
AJO LP
Pennsylvania
$196M +$73.7M +851,104 +49%
Prudential Financial
25
Prudential Financial
New Jersey
$189M +$5.39M +62,281 +3%

COF Hedge Fund Activity: Q4 2018 in Review

923 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q4 2018, worth a combined $31.6B — down 21% from $40.1B a quarter earlier.

Sellers outnumbered buyers: 125 funds closed out of COF and 115 opened new positions — a net loss of 10 holders — while 354 trimmed existing stakes and 328 added.

The largest buyer was Capital World Investors, adding an estimated $217M. The largest seller was Citadel Advisors, cutting an estimated $395M.

  • 923 institutional investors held Capital One (COF) as of Q4 2018, down from 945 in Q3 2018.
  • Funds reported $31.6B of Capital One stock for Q4 2018, down 21% quarter-over-quarter.
  • 115 funds opened new Capital One positions in Q4 2018 and 125 closed out, a net change of -10 holders.
  • The largest Capital One buyer in Q4 2018 was Capital World Investors, an estimated $217M added.
  • The largest Capital One seller in Q4 2018 was Citadel Advisors, an estimated $395M sold.

Based on aggregated 13F filings for Q4 2018.