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Capital One

826 hedge funds and large institutions have $37.3B invested in Capital One in 2017 Q1 according to their latest regulatory filings, with 84 funds opening new positions, 279 increasing their positions, 332 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 84 | Existing positions closed: 72

0% more funds holding

Funds holding: 825826 (+1)

0.53% less ownership

Funds ownership: 89.68%89.14% (-0.53%)

1% less capital invested

Capital invested by funds: $37.7B → $37.3B (-$424M)

12% less call options, than puts

Call options by funds: $342M | Put options by funds: $389M

16% less repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 332

26% less funds holding in top 10

Funds holding in top 10: 2720 (-7)

Holders
826
Holders Change
+1
Holders Change %
+0.12%
% of All Funds
20.56%
Holding in Top 10
20
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-25.93%
% of All Funds
0.5%
New
84
Increased
279
Reduced
332
Closed
72
Calls
$342M
Puts
$389M
Net Calls
-$47M
Net Calls Change
+$86.4M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$3.86B -$56M -628,560 -1%
Capital World Investors
2
Capital World Investors
California
$3.25B -$1.08M -12,149 -0%
Vanguard Group
3
Vanguard Group
Pennsylvania
$2.73B +$85.8M +963,101 +3%
BlackRock
4
BlackRock
New York
$2.71B +$2.7B +30,306,250 +3,066%
Fidelity Investments
5
Fidelity Investments
Massachusetts
$2.37B -$202M -2,264,312 -8%
State Street
6
State Street
Massachusetts
$1.89B +$14M +157,141 +0.7%
JP Morgan Chase
7
JP Morgan Chase
New York
$1.18B -$150M -1,681,106 -11%
Franklin Resources
8
Franklin Resources
California
$1.16B -$6.95M -78,043 -0.6%
Wellington Management Group
9
Wellington Management Group
Massachusetts
$980M -$24M -269,107 -2%
Harris Associates
10
Harris Associates
Illinois
$648M +$592K +6,640 +0.1%
Boston Partners
11
Boston Partners
Massachusetts
$592M -$17.6M -197,666 -3%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$556M +$53.9M +605,038 +10%
Northern Trust
13
Northern Trust
Illinois
$471M +$967K +10,850 +0.2%
Hotchkis & Wiley Capital Management
14
Hotchkis & Wiley Capital Management
California
$468M -$1M -11,274 -0.2%
Goldman Sachs
15
Goldman Sachs
New York
$420M -$114M -1,281,968 -21%
Diamond Hill Capital Management
16
Diamond Hill Capital Management
Ohio
$405M +$15.6M +175,036 +4%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$405M +$10.1M +113,839 +2%
Dimensional Fund Advisors
18
Dimensional Fund Advisors
Texas
$382M +$2.8M +31,446 +0.7%
AllianceBernstein
19
AllianceBernstein
Tennessee
$352M -$37.1M -416,509 -9%
LSV Asset Management
20
LSV Asset Management
Illinois
$334M +$196K +2,200 +0.1%
Norges Bank
21
Norges Bank
Norway
$329M -$14.8M -166,626 -4%
DSA
22
Davis Selected Advisers
Arizona
$328M +$10.5M +117,432 +3%
Barrow, Hanley, Mewhinney & Strauss
23
Barrow, Hanley, Mewhinney & Strauss
Texas
$328M -$65.4M -733,599 -16%
Capital Research Global Investors
24
Capital Research Global Investors
California
$313M +$212K +2,374 +0.1%
AQR Capital Management
25
AQR Capital Management
Connecticut
$282M +$121M +1,360,057 +72%

COF Hedge Fund Activity: Q1 2017 in Review

826 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q1 2017, worth a combined $37.3B — down 1.1% from $37.7B a quarter earlier.

Buyers outnumbered sellers: 84 funds opened new COF positions and 72 closed out — a net gain of 12 holders — while 279 added to existing stakes and 332 trimmed.

The largest buyer was BlackRock, adding an estimated $2.7B. The largest seller was Fidelity Investments, cutting an estimated $202M.

  • 826 institutional investors held Capital One (COF) as of Q1 2017, up from 825 in Q4 2016.
  • Funds reported $37.3B of Capital One stock for Q1 2017, down 1.1% quarter-over-quarter.
  • 84 funds opened new Capital One positions in Q1 2017 and 72 closed out, a net change of +12 holders.
  • The largest Capital One buyer in Q1 2017 was BlackRock, an estimated $2.7B added.
  • The largest Capital One seller in Q1 2017 was Fidelity Investments, an estimated $202M sold.

Based on aggregated 13F filings for Q1 2017.