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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+2.65%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.13B
AUM Growth
+$18.3M
Cap. Flow
-$679M
Cap. Flow %
-60.16%
Top 10 Hldgs %
19.64%
Holding
458
New
61
Increased
55
Reduced
93
Closed
51

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.94M
2
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$3.87M
3
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
+$3.76M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$2.7M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$1.88M

Top Sells

Rank Stock Value
1
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$9.28M
2
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$3.63M
3
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
+$3.33M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.24M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.23M

Sector Composition

Rank Sector Weight
1 Financials 3.46%
2 Healthcare 2.81%
3 Technology 2.37%
4 Industrials 2.08%
5 Consumer Discretionary 2.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFG icon
51
Mizuho Financial
MFG
$130B
$1.57M 0.14%
360,785
+98,680
+38% +$417K
UNP icon
52
Union Pacific
UNP
$174B
$1.55M 0.14%
18,488
+11,002
+147% +$871K
LYB icon
53
LyondellBasell Industries
LYB
$19.2B
$1.55M 0.14%
19,360
-30
-0.2% -$2.3K
USB icon
54
US Bancorp
USB
$99.6B
$1.54M 0.14%
38,102
-30
-0.1% -$1.15K
AMGN icon
55
Amgen
AMGN
$222B
$1.54M 0.14%
13,465
+895
+7% +$102K
MRK icon
56
Merck
MRK
$318B
$1.53M 0.14%
31,963
-10,923
-25% -$499K
MET icon
57
MetLife
MET
$62.1B
$1.52M 0.14%
31,728
+11,298
+55% +$506K
DIS icon
58
Walt Disney
DIS
$181B
$1.49M 0.13%
19,459
– –
V icon
59
Visa
V
$677B
$1.48M 0.13%
26,616
+19,556
+277% +$986K
ETN icon
60
Eaton
ETN
$174B
$1.48M 0.13%
19,436
+3,919
+25% +$279K
TWX
61
DELISTED
Time Warner Inc
TWX
$1.46M 0.13%
21,876
– –
MA icon
62
Mastercard
MA
$493B
$1.43M 0.13%
17,100
-690
-4% -$51.2K
ALL icon
63
Allstate
ALL
$67.5B
$1.43M 0.13%
26,213
-30
-0.1% -$1.6K
CMS icon
64
CMS Energy
CMS
$22.3B
$1.41M 0.13%
52,786
-60
-0.1% -$1.61K
SPG icon
65
Simon Property Group
SPG
$72.3B
$1.41M 0.13%
9,864
-2,459
-20% -$354K
AMZN icon
66
Amazon
AMZN
$2.96T
$1.4M 0.12%
70,000
+27,320
+64% +$491K
IP icon
67
International Paper
IP
$22B
$1.4M 0.12%
30,466
+6,579
+28% +$282K
QCOM icon
68
Qualcomm
QCOM
$176B
$1.38M 0.12%
18,602
– –
BUD icon
69
AB InBev
BUD
$165B
$1.34M 0.12%
12,548
-15
-0.1% -$1.53K
BAC icon
70
Bank of America
BAC
$442B
$1.33M 0.12%
85,811
– –
BCS icon
71
Barclays
BCS
$94.1B
$1.33M 0.12%
79,193
+53,619
+210% +$849K
APC
72
DELISTED
Anadarko Petroleum
APC
$1.31M 0.12%
16,597
+4,837
+41% +$434K
TFCFA
73
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.28M 0.11%
36,442
-12,256
-25% -$413K
PEP icon
74
PepsiCo
PEP
$190B
$1.28M 0.11%
15,411
– –
DHI icon
75
D.R. Horton
DHI
$42.3B
$1.28M 0.11%
57,246
+15,501
+37% +$299K
1 2
3
4 5

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VIP
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CHAM
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HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
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SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
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SSI Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, SSI Investment Management held 458 positions worth $1.13B, up 1.6% from $1.11B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $679M in Q4 2013, closing 51 positions and reducing 93 holdings. Its most notable exit was GENERAL MTRS CO JR PFD CONV SER B (DE), an estimated $9.28M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.7% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in Crown Castle International Corp. worth $3.83M.

  • SSI Investment Management's largest Q4 2013 buy was Crown Castle International Corp.: 38,467 shares worth $3.83M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $8.94M increase.
  • SSI Investment Management's biggest Q4 2013 reduction was METLIFE, INC. COM EQUITY UNIT, cutting an estimated $3.63M.
  • SSI Investment Management fully exited GENERAL MTRS CO JR PFD CONV SER B (DE) in Q4 2013, selling an estimated $9.28M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.13B portfolio in Q4 2013.
  • SSI Investment Management opened 61 new positions and closed 51 in Q4 2013.
  • SSI Investment Management's portfolio value rose 1.6% quarter-over-quarter to $1.13B.

Based on SSI Investment Management's 13F filing for Q4 2013, filed 7 Feb 2014.