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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.8%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$975M
AUM Growth
-$1.77M
Cap. Flow
-$553M
Cap. Flow %
-56.69%
Top 10 Hldgs %
23.22%
Holding
287
New
12
Increased
61
Reduced
25
Closed
17

Top Buys

Rank Stock Value
1
DCUC
Dominion Energy, Inc.
DCUC
+$8.79M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$7.81M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.99M
4
EXCU
Exelon Corporation
EXCU
+$3.52M
5
SRCLP
Stericycle, Inc
SRCLP
+$2.85M

Top Sells

Rank Stock Value
1
SWNC
Southwestern Energy Company
SWNC
+$6.48M
2
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$5M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.67M
4
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$3.25M
5
FPX icon
First Trust US Equity Opportunities ETF
FPX
+$2.73M

Sector Composition

Rank Sector Weight
1 Industrials 1.42%
2 Financials 0.75%
3 Healthcare 0.62%
4 Consumer Staples 0.5%
5 Technology 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRDMB
26
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$3.96M 0.41%
13,500
– –
EXCU
27
DELISTED
Exelon Corporation
EXCU
$3.85M 0.39%
+78,955
New +$3.52M
BKHU
28
DELISTED
Black Hills Corporation
BKHU
$2.98M 0.31%
+44,000
New +$2.69M
AA.PRB
29
DELISTED
Alcoa Inc
AA.PRB
$2.84M 0.29%
+88,170
New +$2.58M
TLT icon
30
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$2.79M 0.29%
21,381
+3,373
+19% +$432K
HBANP
31
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$2.67M 0.27%
1,968
+173
+10% +$235K
SWH
32
DELISTED
Stanley Black & Decker, Inc.
SWH
$2.58M 0.26%
22,769
+954
+4% +$103K
FPX icon
33
First Trust US Equity Opportunities ETF
FPX
$1.51B
$2.37M 0.24%
47,300
-57,751
-55% -$2.73M
FPE icon
34
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$2.19M 0.22%
+117,390
New +$2.18M
QUAL icon
35
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
$2.14M 0.22%
+32,568
New +$2.03M
KMI.PRA
36
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$1.97M 0.2%
43,890
+3,640
+9% +$156K
AAPL icon
37
Apple
AAPL
$4.57T
$1.88M 0.19%
68,852
-4
-0% -$100
XLU icon
38
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$1.67M 0.17%
67,452
+8
+0% +$185
GOOGL icon
39
Alphabet (Google) Class A
GOOGL
$4.33T
$1.55M 0.16%
40,620
– –
IYF icon
40
iShares US Financials ETF
IYF
$4.61B
$1.52M 0.16%
36,010
+18
+0.1% +$730
SWNC
41
DELISTED
Southwestern Energy Company
SWNC
$1.36M 0.14%
69,775
-351,675
-83% -$6.48M
IWS icon
42
iShares Russell Mid-Cap Value ETF
IWS
$16B
$1.33M 0.14%
+18,787
New +$1.24M
IYR icon
43
iShares US Real Estate ETF
IYR
$4.65B
$1.23M 0.13%
15,747
+1,276
+9% +$92.6K
JPM icon
44
JPMorgan Chase
JPM
$950B
$1.19M 0.12%
20,039
-8
-0% -$467
KMB icon
45
Kimberly-Clark
KMB
$36.5B
$1.17M 0.12%
8,685
– –
MSFT icon
46
Microsoft
MSFT
$3.71T
$1.09M 0.11%
19,862
+4
+0% +$210
JNJ icon
47
Johnson & Johnson
JNJ
$625B
$873K 0.09%
8,057
+1
+0% +$104
C icon
48
Citigroup
C
$226B
$843K 0.09%
20,189
+2
+0% +$84
GE icon
49
GE Aerospace
GE
$384B
$834K 0.09%
5,476
+1
+0% +$141
PFE icon
50
Pfizer
PFE
$153B
$725K 0.07%
25,761
-5
-0% -$143
1
2
3 4 5

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, SSI Investment Management held 287 positions worth $975M, down 0.18% from $977M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $553M in Q1 2016, closing 17 positions and reducing 25 holdings. Its most notable exit was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA), an estimated $5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.4% of assets, up from 1.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in Dominion Energy, Inc. worth $9.01M.

  • SSI Investment Management's largest Q1 2016 buy was Dominion Energy, Inc.: 178,495 shares worth $9.01M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2016, an estimated $7.81M increase.
  • SSI Investment Management's biggest Q1 2016 reduction was Southwestern Energy Company, cutting an estimated $6.48M.
  • SSI Investment Management fully exited DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q1 2016, selling an estimated $5M.
  • SSI Investment Management's ten largest holdings make up 23% of its $975M portfolio in Q1 2016.
  • SSI Investment Management opened 12 new positions and closed 17 in Q1 2016.
  • SSI Investment Management's portfolio value fell 0.18% quarter-over-quarter to $975M.

Based on SSI Investment Management's 13F filing for Q1 2016, filed 9 May 2016.