We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.79%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$977M
AUM Growth
+$47.9M
Cap. Flow
-$591M
Cap. Flow %
-60.44%
Top 10 Hldgs %
20.93%
Holding
294
New
14
Increased
18
Reduced
23
Closed
15

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.4M
2
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$7.39M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$3.72M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$3.2M

Top Sells

Rank Stock Value
1
TSNU
Tyson Foods, Inc.
TSNU
+$8.87M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$8.41M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$6.26M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$3.94M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$3.72M

Sector Composition

Rank Sector Weight
1 Industrials 1.1%
2 Healthcare 0.87%
3 Financials 0.83%
4 Technology 0.52%
5 Consumer Staples 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXG icon
26
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$3.25M 0.33%
+73,180
New +$3.2M
NEE.PRP
27
DELISTED
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$3.21M 0.33%
58,775
+33,100
+129% +$1.79M
IYW icon
28
iShares US Technology ETF
IYW
$25.2B
$3.17M 0.32%
+118,512
New +$3.2M
SWH
29
DELISTED
Stanley Black & Decker, Inc.
SWH
$2.57M 0.26%
+21,815
New +$2.58M
HBANP
30
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$2.42M 0.25%
1,795
-187
-9% -$254K
ALR.PRB
31
DELISTED
Alere Inc
ALR.PRB
$2.2M 0.23%
8,000
+5,000
+167% +$1.51M
TLT icon
32
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$2.17M 0.22%
18,008
+5,166
+40% +$629K
AMSGP
33
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$1.94M 0.2%
13,483
-8,992
-40% -$1.35M
AAPL icon
34
Apple
AAPL
$4.57T
$1.81M 0.19%
68,856
– –
KMI.PRA
35
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$1.6M 0.16%
+40,250
New +$1.69M
IYF icon
36
iShares US Financials ETF
IYF
$4.61B
$1.59M 0.16%
35,992
-34,210
-49% -$1.52M
GOOGL icon
37
Alphabet (Google) Class A
GOOGL
$4.33T
$1.58M 0.16%
+40,620
New +$1.5M
XLU icon
38
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$1.46M 0.15%
67,444
-420
-0.6% -$9.1K
JPM icon
39
JPMorgan Chase
JPM
$950B
$1.32M 0.14%
20,047
-150
-0.7% -$9.77K
KMB icon
40
Kimberly-Clark
KMB
$36.5B
$1.11M 0.11%
8,685
-21,900
-72% -$2.63M
MSFT icon
41
Microsoft
MSFT
$3.71T
$1.1M 0.11%
19,858
-225
-1% -$11.8K
IYR icon
42
iShares US Real Estate ETF
IYR
$4.65B
$1.09M 0.11%
14,471
– –
C icon
43
Citigroup
C
$226B
$1.04M 0.11%
20,187
– –
JNJ icon
44
Johnson & Johnson
JNJ
$625B
$828K 0.08%
8,056
– –
GE icon
45
GE Aerospace
GE
$384B
$817K 0.08%
5,475
– –
PFE icon
46
Pfizer
PFE
$153B
$790K 0.08%
25,766
– –
BAC icon
47
Bank of America
BAC
$442B
$764K 0.08%
45,263
– –
XRT icon
48
State Street SPDR S&P Retail ETF
XRT
$327M
$737K 0.08%
16,996
-172
-1% -$7.7K
WFC icon
49
Wells Fargo
WFC
$264B
$725K 0.07%
13,384
– –
XOM icon
50
ExxonMobil
XOM
$634B
$667K 0.07%
8,556
-2,235
-21% -$179K
1
2
3 4 5

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, SSI Investment Management held 294 positions worth $977M, up 5.1% from $929M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SSI Investment Management withdrew a net $591M in Q4 2015, closing 15 positions and reducing 23 holdings. Its most notable exit was Vanguard Short-Term Bond ETF, an estimated $8.41M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.1% of assets, down from 1.4% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SSI Investment Management opened a new position in Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock worth $7.24M.

  • SSI Investment Management's largest Q4 2015 buy was Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock: 270,000 shares worth $7.24M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q4 2015, an estimated $15.4M increase.
  • SSI Investment Management's biggest Q4 2015 reduction was Tyson Foods, Inc., cutting an estimated $8.87M.
  • SSI Investment Management fully exited Vanguard Short-Term Bond ETF in Q4 2015, selling an estimated $8.41M.
  • SSI Investment Management's ten largest holdings make up 21% of its $977M portfolio in Q4 2015.
  • SSI Investment Management opened 14 new positions and closed 15 in Q4 2015.
  • SSI Investment Management's portfolio value rose 5.1% quarter-over-quarter to $977M.

Based on SSI Investment Management's 13F filing for Q4 2015, filed 10 Feb 2016.