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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.02B
AUM Growth
-$38.4M
Cap. Flow
-$718M
Cap. Flow %
-70.33%
Top 10 Hldgs %
20.8%
Holding
318
New
21
Increased
18
Reduced
92
Closed
27

Top Buys

Rank Stock Value
1
AGN.PRA
Allergan plc
AGN.PRA
+$31M
2
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$14.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.5M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$8.69M
5
ANTX
Anthem, Inc.
ANTX
+$6.39M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$51.9M
2
ACT.PRA
ACTAVIS PLC Pfd Conv Ser A (Irl)
ACT.PRA
+$28.5M
3
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$9.11M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$4.79M
5
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
+$3.17M

Sector Composition

Rank Sector Weight
1 Healthcare 0.97%
2 Financials 0.76%
3 Technology 0.54%
4 Communication Services 0.41%
5 Industrials 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMSGP
26
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$3.07M 0.3%
22,480
+450
+2% +$59.8K
NEE.PRO
27
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$2.93M 0.29%
47,506
-34,352
-42% -$2.2M
HBANP
28
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$2.64M 0.26%
1,982
+70
+4% +$94.8K
UTX.PRA
29
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$2.64M 0.26%
45,489
-10,269
-18% -$622K
EXCU
30
DELISTED
Exelon Corporation
EXCU
$2.45M 0.24%
53,375
+950
+2% +$46.1K
CCI.PRA
31
DELISTED
Crown Castle International Corp.
CCI.PRA
$2.26M 0.22%
21,951
+550
+3% +$57.6K
AAPL icon
32
Apple
AAPL
$4.57T
$2.16M 0.21%
68,872
-3,656
-5% -$117K
WY.PRA
33
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$1.69M 0.17%
32,255
-58,705
-65% -$3.17M
AA.PRB
34
DELISTED
Alcoa Inc
AA.PRB
$1.48M 0.14%
36,730
-25,610
-41% -$1.14M
XLU icon
35
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$1.41M 0.14%
67,874
-258
-0.4% -$5.65K
JPM icon
36
JPMorgan Chase
JPM
$950B
$1.37M 0.13%
20,197
-2,178
-10% -$142K
GOOG icon
37
Alphabet (Google) Class C
GOOG
$4.32T
$1.33M 0.13%
49,360
-9,561
-16% -$256K
AGG icon
38
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.22M 0.12%
11,208
+3,121
+39% +$343K
C icon
39
Citigroup
C
$226B
$1.11M 0.11%
20,187
+1,748
+9% +$95.1K
MSFT icon
40
Microsoft
MSFT
$3.71T
$1.09M 0.11%
24,824
-1,920
-7% -$87.6K
SPY icon
41
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$1.07M 0.1%
5,185
-246,730
-98% -$51.9M
IYR icon
42
iShares US Real Estate ETF
IYR
$4.65B
$1.03M 0.1%
14,471
-56
-0.4% -$4.25K
KMB icon
43
Kimberly-Clark
KMB
$36.5B
$920K 0.09%
8,685
– –
XOM icon
44
ExxonMobil
XOM
$634B
$895K 0.09%
10,791
-494
-4% -$42.5K
JNJ icon
45
Johnson & Johnson
JNJ
$625B
$851K 0.08%
8,726
-902
-9% -$90.3K
XRT icon
46
State Street SPDR S&P Retail ETF
XRT
$327M
$846K 0.08%
17,168
-7,398
-30% -$368K
PFE icon
47
Pfizer
PFE
$153B
$820K 0.08%
25,771
-2,505
-9% -$81.6K
BAC icon
48
Bank of America
BAC
$442B
$774K 0.08%
45,263
-5,479
-11% -$90.3K
WFC icon
49
Wells Fargo
WFC
$264B
$753K 0.07%
13,384
-1,227
-8% -$68.4K
GE icon
50
GE Aerospace
GE
$384B
$698K 0.07%
5,477
-710
-11% -$92.1K
1
2
3 4 5

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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q2 2015 Portfolio in Review

As of Q2 2015, SSI Investment Management held 318 positions worth $1.02B, down 3.6% from $1.06B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SSI Investment Management withdrew a net $718M in Q2 2015, closing 27 positions and reducing 92 holdings. Its most notable exit was ACTAVIS PLC Pfd Conv Ser A (Irl), an estimated $28.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.97% of assets, up from 0.93% a quarter earlier, followed by Financials and Technology.

Against the trend, SSI Investment Management opened a new position in Allergan plc worth $30.9M.

  • SSI Investment Management's largest Q2 2015 buy was Allergan plc: 29,613 shares worth $30.9M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q2 2015, an estimated $11.5M increase.
  • SSI Investment Management's biggest Q2 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $51.9M.
  • SSI Investment Management fully exited ACTAVIS PLC Pfd Conv Ser A (Irl) in Q2 2015, selling an estimated $28.5M.
  • SSI Investment Management's ten largest holdings make up 21% of its $1.02B portfolio in Q2 2015.
  • SSI Investment Management opened 21 new positions and closed 27 in Q2 2015.
  • SSI Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.02B.

Based on SSI Investment Management's 13F filing for Q2 2015, filed 11 Aug 2015.