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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
+$52.6M
Cap. Flow
-$649M
Cap. Flow %
-62.88%
Top 10 Hldgs %
23.29%
Holding
438
New
49
Increased
47
Reduced
141
Closed
51

Top Buys

Rank Stock Value
1
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$4.28M
2
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
+$4.16M
3
AMT.PRA
American Tower Corporation
AMT.PRA
+$1.69M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$1M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$635K

Top Sells

Rank Stock Value
1
PPL.PRW
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
+$2.17M
2
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
+$1.21M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$1.14M
4
GE icon
GE Aerospace
GE
+$816K
5
EWY icon
iShares MSCI South Korea ETF
EWY
+$752K

Sector Composition

Rank Sector Weight
1 Financials 1.73%
2 Industrials 1.29%
3 Healthcare 1.2%
4 Technology 1.08%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
26
ExxonMobil
XOM
$642B
$1.59M 0.15%
15,794
-252
-2% -$25.4K
CMCSA icon
27
Comcast
CMCSA
$89.3B
$1.57M 0.15%
58,472
-884
-1% -$22.7K
C icon
28
Citigroup
C
$224B
$1.42M 0.14%
30,126
-3,590
-11% -$171K
XLU icon
29
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$1.25M 0.12%
56,548
-1,242
-2% -$26.4K
IYR icon
30
iShares US Real Estate ETF
IYR
$4.63B
$1.1M 0.11%
15,366
-264
-2% -$18.6K
PFE icon
31
Pfizer
PFE
$149B
$1.08M 0.11%
38,471
+4,453
+13% +$127K
JNJ icon
32
Johnson & Johnson
JNJ
$619B
$1.04M 0.1%
9,888
-159
-2% -$16.1K
KMB icon
33
Kimberly-Clark
KMB
$36.1B
$966K 0.09%
9,058
– –
IP icon
34
International Paper
IP
$21.5B
$893K 0.09%
18,916
-2,525
-12% -$111K
PARA
35
DELISTED
Paramount Global Class B
PARA
$889K 0.09%
14,308
+3,230
+29% +$192K
COF icon
36
Capital One
COF
$135B
$878K 0.09%
10,640
+1,485
+16% +$115K
IVZ icon
37
Invesco
IVZ
$14B
$875K 0.08%
23,207
-13,315
-36% -$482K
SLB icon
38
SLB Ltd
SLB
$76.5B
$865K 0.08%
7,332
-949
-11% -$97.8K
HAL icon
39
Halliburton
HAL
$27.1B
$850K 0.08%
11,998
-172
-1% -$11K
MSFT icon
40
Microsoft
MSFT
$3.71T
$821K 0.08%
19,719
-358
-2% -$14.5K
AAL icon
41
American Airlines Group
AAL
$10.6B
$820K 0.08%
19,079
+5,157
+37% +$201K
CELG
42
DELISTED
Celgene Corp
CELG
$803K 0.08%
9,352
-1,198
-11% -$91.1K
OXY icon
43
Occidental Petroleum
OXY
$55.7B
$793K 0.08%
8,057
-1,260
-14% -$118K
CVX icon
44
Chevron
CVX
$371B
$770K 0.07%
5,896
-92
-2% -$11.4K
MA icon
45
Mastercard
MA
$505B
$745K 0.07%
10,131
-1,272
-11% -$94.5K
LYB icon
46
LyondellBasell Industries
LYB
$19.8B
$743K 0.07%
7,609
-1,462
-16% -$139K
CVS icon
47
CVS Health
CVS
$123B
$742K 0.07%
9,838
-1,639
-14% -$124K
PXD
48
DELISTED
Pioneer Natural Resource Co.
PXD
$732K 0.07%
3,188
-774
-20% -$160K
L icon
49
Loews
L
$23.7B
$728K 0.07%
16,540
– –
TFCFA
50
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$726K 0.07%
20,612
+26
+0.1% +$884
1
2
3 4 5

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HTI
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SSI Investment Management's Q2 2014 Portfolio in Review

As of Q2 2014, SSI Investment Management held 438 positions worth $1.03B, up 5.4% from $980M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $649M in Q2 2014, closing 51 positions and reducing 141 holdings. Its most notable exit was PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS, an estimated $2.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 2% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest worth $4.3M.

  • SSI Investment Management's largest Q2 2014 buy was RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest: 70,000 shares worth $4.3M.
  • SSI Investment Management added most to DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q2 2014, an estimated $1M increase.
  • SSI Investment Management's biggest Q2 2014 reduction was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, cutting an estimated $1.14M.
  • SSI Investment Management fully exited PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS in Q2 2014, selling an estimated $2.17M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q2 2014.
  • SSI Investment Management opened 49 new positions and closed 51 in Q2 2014.
  • SSI Investment Management's portfolio value rose 5.4% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q2 2014, filed 8 Aug 2014.