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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+2.65%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.13B
AUM Growth
+$18.3M
Cap. Flow
-$679M
Cap. Flow %
-60.16%
Top 10 Hldgs %
19.64%
Holding
458
New
61
Increased
55
Reduced
93
Closed
51

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.94M
2
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$3.87M
3
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
+$3.76M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$2.7M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$1.88M

Top Sells

Rank Stock Value
1
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$9.28M
2
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$3.63M
3
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
+$3.33M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.24M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.23M

Sector Composition

Rank Sector Weight
1 Financials 3.46%
2 Healthcare 2.81%
3 Technology 2.37%
4 Industrials 2.08%
5 Consumer Discretionary 2.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
26
Procter & Gamble
PG
$339B
$2.81M 0.25%
34,483
+7,136
+26% +$581K
DCUA
27
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$2.69M 0.24%
+49,528
New +$2.7M
MSFT icon
28
Microsoft
MSFT
$3.71T
$2.68M 0.24%
71,579
– –
PFE icon
29
Pfizer
PFE
$153B
$2.53M 0.22%
87,048
-37
-0% -$1.08K
CVX icon
30
Chevron
CVX
$366B
$2.41M 0.21%
19,288
– –
CSCO icon
31
Cisco
CSCO
$479B
$2.39M 0.21%
106,673
-265
-0.2% -$5.86K
JNJ icon
32
Johnson & Johnson
JNJ
$625B
$2.36M 0.21%
25,791
-2,425
-9% -$223K
FL
33
DELISTED
Foot Locker
FL
$2.24M 0.2%
53,987
-17,879
-25% -$654K
IVZ icon
34
Invesco
IVZ
$13.9B
$2.16M 0.19%
59,407
+32,312
+119% +$1.1M
EBAY icon
35
eBay
EBAY
$49.8B
$2.15M 0.19%
93,213
+28,795
+45% +$637K
CVS icon
36
CVS Health
CVS
$122B
$2.14M 0.19%
29,962
+3,204
+12% +$206K
SLB icon
37
SLB Ltd
SLB
$75B
$2.1M 0.19%
23,250
-25
-0.1% -$2.26K
WFC icon
38
Wells Fargo
WFC
$264B
$2.07M 0.18%
45,465
+5,861
+15% +$253K
VZ icon
39
Verizon
VZ
$196B
$2.01M 0.18%
40,940
+13,956
+52% +$686K
GT.PRA
40
DELISTED
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
$2M 0.18%
30,210
-50,335
-62% -$3.33M
OXY icon
41
Occidental Petroleum
OXY
$55.9B
$1.95M 0.17%
21,399
-52
-0.2% -$4.75K
T icon
42
AT&T
T
$163B
$1.92M 0.17%
72,212
– –
HD icon
43
Home Depot
HD
$355B
$1.91M 0.17%
23,140
+4,146
+22% +$323K
IBM icon
44
IBM
IBM
$224B
$1.83M 0.16%
10,222
– –
COF icon
45
Capital One
COF
$134B
$1.74M 0.15%
22,737
-25
-0.1% -$1.78K
UNH icon
46
UnitedHealth
UNH
$370B
$1.7M 0.15%
22,593
-3,963
-15% -$285K
CELG
47
DELISTED
Celgene Corp
CELG
$1.69M 0.15%
19,968
-16
-0.1% -$1.27K
GILD icon
48
Gilead Sciences
GILD
$165B
$1.69M 0.15%
22,441
+5,603
+33% +$390K
KO icon
49
Coca-Cola
KO
$375B
$1.66M 0.15%
40,075
– –
BRK.B icon
50
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.62M 0.14%
13,645
-1,620
-11% -$187K
1
2
3 4 5

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, SSI Investment Management held 458 positions worth $1.13B, up 1.6% from $1.11B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $679M in Q4 2013, closing 51 positions and reducing 93 holdings. Its most notable exit was GENERAL MTRS CO JR PFD CONV SER B (DE), an estimated $9.28M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.7% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in Crown Castle International Corp. worth $3.83M.

  • SSI Investment Management's largest Q4 2013 buy was Crown Castle International Corp.: 38,467 shares worth $3.83M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $8.94M increase.
  • SSI Investment Management's biggest Q4 2013 reduction was METLIFE, INC. COM EQUITY UNIT, cutting an estimated $3.63M.
  • SSI Investment Management fully exited GENERAL MTRS CO JR PFD CONV SER B (DE) in Q4 2013, selling an estimated $9.28M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.13B portfolio in Q4 2013.
  • SSI Investment Management opened 61 new positions and closed 51 in Q4 2013.
  • SSI Investment Management's portfolio value rose 1.6% quarter-over-quarter to $1.13B.

Based on SSI Investment Management's 13F filing for Q4 2013, filed 7 Feb 2014.