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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
+$52.6M
Cap. Flow
-$649M
Cap. Flow %
-62.88%
Top 10 Hldgs %
23.29%
Holding
438
New
49
Increased
47
Reduced
141
Closed
51

Top Buys

Rank Stock Value
1
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$4.28M
2
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
+$4.16M
3
AMT.PRA
American Tower Corporation
AMT.PRA
+$1.69M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$1M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$635K

Top Sells

Rank Stock Value
1
PPL.PRW
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
+$2.17M
2
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
+$1.21M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$1.14M
4
GE icon
GE Aerospace
GE
+$816K
5
EWY icon
iShares MSCI South Korea ETF
EWY
+$752K

Sector Composition

Rank Sector Weight
1 Financials 1.73%
2 Industrials 1.29%
3 Healthcare 1.2%
4 Technology 1.08%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAYN
276
DELISTED
Layne Christensen Co
LAYN
– –
-15,137
Closed -$275K
TESO
277
DELISTED
Tesco Corp
TESO
– –
-14,551
Closed -$269K
BONT
278
DELISTED
Bon-Ton Stores Inc/The
BONT
– –
-20,103
Closed -$220K
HW
279
DELISTED
Headwaters Inc
HW
– –
-35,492
Closed -$469K
GWRU
280
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
– –
-9,452
Closed -$1.21M
ADNC
281
DELISTED
AUDIENCE INC COM STK (DE)
ADNC
– –
-33,756
Closed -$421K
SWS
282
DELISTED
SWS GROUP INC
SWS
– –
-57,670
Closed -$432K
TIBX
283
DELISTED
TIBCO SOFTWARE INC
TIBX
– –
-13,705
Closed -$278K
MONT
284
DELISTED
MONTAGE TECHNOLOGY GROUP LTD
MONT
– –
-15,560
Closed -$311K
DRTX
285
DELISTED
DURATA THERAPEUTICS INC COM STK (DE)
DRTX
– –
-33,985
Closed -$459K
EDMC
286
DELISTED
EDUCATION MGMT CORP NEW COM STK (PA)
EDMC
– –
-36,800
Closed -$179K
ESC
287
DELISTED
EMERITUS CORP
ESC
– –
-16,000
Closed -$502K
CBEY
288
DELISTED
CBEYOND INC COM STK
CBEY
– –
-66,545
Closed -$482K
PPL.PRW
289
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
– –
-39,615
Closed -$2.17M
EZCH
290
DELISTED
EZCHIP SEMICONDUCTOR LIMITED ORD SHS (IL)
EZCH
– –
-13,738
Closed -$349K
REXX
291
DELISTED
Rex Energy Corporation
REXX
– –
-1,597
Closed -$298K
LDK
292
DELISTED
LDK SOLAR CO LTD.
LDK
– –
-350,630
Closed -$175K
CZR
293
DELISTED
Caesars Entertainment Corporation
CZR
– –
-18,720
Closed -$355K
8 9 10 11
12

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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SSI Investment Management's Q2 2014 Portfolio in Review

As of Q2 2014, SSI Investment Management held 438 positions worth $1.03B, up 5.4% from $980M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $649M in Q2 2014, closing 51 positions and reducing 141 holdings. Its most notable exit was PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS, an estimated $2.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 2% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest worth $4.3M.

  • SSI Investment Management's largest Q2 2014 buy was RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest: 70,000 shares worth $4.3M.
  • SSI Investment Management added most to DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q2 2014, an estimated $1M increase.
  • SSI Investment Management's biggest Q2 2014 reduction was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, cutting an estimated $1.14M.
  • SSI Investment Management fully exited PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS in Q2 2014, selling an estimated $2.17M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q2 2014.
  • SSI Investment Management opened 49 new positions and closed 51 in Q2 2014.
  • SSI Investment Management's portfolio value rose 5.4% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q2 2014, filed 8 Aug 2014.