SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+0.93%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.03B
AUM Growth
+$1.03B
Cap. Flow
+$3.68M
Cap. Flow %
0.36%
Top 10 Hldgs %
23.29%
Holding
464
New
49
Increased
50
Reduced
139
Closed
51

Top Buys

1
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.34M
2
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$4.3M
3
AMT.PRA
American Tower Corporation
AMT.PRA
$1.67M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$1.01M
5
GOOG icon
Alphabet (Google) Class C
GOOG
$678K

Top Sells

1
PPL.PRW
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
$2.17M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$1.22M
3
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
$1.21M
4
GE icon
GE Aerospace
GE
$810K
5
EWY icon
iShares MSCI South Korea ETF
EWY
$765K

Sector Composition

1 Financials 1.73%
2 Industrials 1.29%
3 Healthcare 1.2%
4 Technology 1.08%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LAYN
276
DELISTED
Layne Christensen Co
LAYN
– –
-15,137
Closed -$275K
TESO
277
DELISTED
Tesco Corp
TESO
– –
-14,551
Closed -$269K
BONT
278
DELISTED
Bon-Ton Stores Inc/The
BONT
– –
-20,103
Closed -$220K
HW
279
DELISTED
Headwaters Inc
HW
– –
-35,492
Closed -$469K
GWRU
280
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
– –
-9,452
Closed -$1.21M
ADNC
281
DELISTED
AUDIENCE INC COM STK (DE)
ADNC
– –
-33,756
Closed -$421K
SWS
282
DELISTED
SWS GROUP INC
SWS
– –
-57,670
Closed -$432K
TIBX
283
DELISTED
TIBCO SOFTWARE INC
TIBX
– –
-13,705
Closed -$278K
MONT
284
DELISTED
MONTAGE TECHNOLOGY GROUP LTD
MONT
– –
-15,560
Closed -$311K
DRTX
285
DELISTED
DURATA THERAPEUTICS INC COM STK (DE)
DRTX
– –
-33,985
Closed -$459K
EDMC
286
DELISTED
EDUCATION MGMT CORP NEW COM STK (PA)
EDMC
– –
-36,800
Closed -$179K
ESC
287
DELISTED
EMERITUS CORP
ESC
– –
-16,000
Closed -$502K
CBEY
288
DELISTED
CBEYOND INC COM STK
CBEY
– –
-66,545
Closed -$482K
PPL.PRW
289
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
– –
-39,615
Closed -$2.17M
EZCH
290
DELISTED
EZCHIP SEMICONDUCTOR LIMITED ORD SHS (IL)
EZCH
– –
-13,738
Closed -$349K
REXX
291
DELISTED
Rex Energy Corporation
REXX
– –
-1,597
Closed -$298K
LDK
292
DELISTED
LDK SOLAR CO LTD.
LDK
– –
-350,630
Closed -$175K
CZR
293
DELISTED
Caesars Entertainment Corporation
CZR
– –
-18,720
Closed -$355K
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