SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+2.66%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.13B
AUM Growth
+$1.13B
Cap. Flow
+$4.65M
Cap. Flow %
0.41%
Top 10 Hldgs %
19.64%
Holding
473
New
63
Increased
55
Reduced
93
Closed
51

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$9.33M
2
CCI.PRA
Crown Castle International Corp.
CCI.PRA
$3.83M
3
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
$3.78M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$2.69M
5
WELL.PRI
Welltower Inc.
WELL.PRI
$1.73M

Top Sells

1
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
$9.28M
2
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
$3.81M
3
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
$3.33M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
$3.22M
5
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$3.18M

Sector Composition

1 Financials 3.46%
2 Healthcare 2.81%
3 Technology 2.37%
4 Industrials 2.08%
5 Consumer Discretionary 2.08%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
POR icon
276
Portland General Electric
POR
$4.68B
– –
-13,200
Closed -$372K
PRDO icon
277
Perdoceo Education
PRDO
$2.14B
– –
-149,070
Closed -$410K
RRC icon
278
Range Resources
RRC
$8.18B
– –
-4,105
Closed -$311K
RYN icon
279
Rayonier
RYN
$3.97B
– –
-17,769
Closed -$704K
SRPT icon
280
Sarepta Therapeutics
SRPT
$1.98B
– –
-18,741
Closed -$884K
TIP icon
281
iShares TIPS Bond ETF
TIP
$13.5B
– –
-1,869
Closed -$211K
TOL icon
282
Toll Brothers
TOL
$13.6B
– –
-11,427
Closed -$370K
VGK icon
283
Vanguard FTSE Europe ETF
VGK
$26.6B
– –
-30,545
Closed -$1.66M
VSH icon
284
Vishay Intertechnology
VSH
$2.03B
– –
-46,310
Closed -$594K
MDC
285
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-23,634
Closed -$510K
ETFC
286
DELISTED
E*Trade Financial Corporation
ETFC
– –
-22,840
Closed -$377K
AKRX
287
DELISTED
Akorn, Inc.
AKRX
– –
-37,965
Closed -$748K
HZNP
288
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-122,950
Closed -$411K
PKY
289
DELISTED
Parkway, Inc.
PKY
– –
-31,150
Closed -$553K
CIE
290
DELISTED
Cobalt International Energy, Inc
CIE
– –
-1,269
Closed -$471K
DANG
291
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
– –
-44,240
Closed -$463K
ADT
292
DELISTED
ADT CORP
ADT
– –
-19,064
Closed -$776K
POZN
293
DELISTED
POZEN INC
POZN
– –
-93,245
Closed -$533K
BRCM
294
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-22,931
Closed -$598K
OWW
295
DELISTED
ORBITZ WORLDWIDE, INC
OWW
– –
-38,820
Closed -$374K
RNA
296
DELISTED
PROSENSA HLDGS N V ORD SHS (NLD)
RNA
– –
-26,211
Closed -$170K
ZLC
297
DELISTED
ZALE CORPORATION
ZLC
– –
-29,400
Closed -$447K
MSPD
298
DELISTED
MINDSPEED TECHNOLOGIES INC COM STK
MSPD
– –
-128,100
Closed -$389K
GM.PRB
299
DELISTED
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
– –
-185,030
Closed -$9.28M
ACTV
300
DELISTED
ACTIVE NETWORK INC
ACTV
– –
-40,580
Closed -$580K
9 10 11
12
13