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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
-$7.29M
Cap. Flow
-$442M
Cap. Flow %
-43.12%
Top 10 Hldgs %
23.03%
Holding
439
New
67
Increased
74
Reduced
84
Closed
48

Top Buys

Rank Stock Value
1
AA.PRB
Alcoa Inc
AA.PRB
+$7.93M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$4.84M
3
TSNU
Tyson Foods, Inc.
TSNU
+$3.9M
4
EXCU
Exelon Corporation
EXCU
+$2.51M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18.4M
2
ALR.PRB
Alere Inc
ALR.PRB
+$7.64M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$4.95M
4
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$4.33M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$2.46M

Sector Composition

Rank Sector Weight
1 Financials 1.74%
2 Healthcare 1.2%
3 Industrials 1.19%
4 Technology 1.11%
5 Communication Services 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBIN icon
251
Fortune Brands Innovations
FBIN
$6.06B
– –
-14,824
Closed -$505K
KPTI icon
252
Karyopharm Therapeutics
KPTI
$48M
– –
-384
Closed -$269K
LCUT icon
253
Lifetime Brands
LCUT
$211M
– –
-17,665
Closed -$278K
LEN icon
254
Lennar Class A
LEN
$21.2B
– –
-5,253
Closed -$210K
MSGS icon
255
Madison Square Garden
MSGS
$9.39B
– –
-10,044
Closed -$447K
NOV icon
256
NOV
NOV
$7B
– –
-7,033
Closed -$578K
PSEC icon
257
Prospect Capital
PSEC
$1.17B
– –
-38,805
Closed -$412K
SBUX icon
258
Starbucks
SBUX
$120B
– –
-10,538
Closed -$407K
STLD icon
259
Steel Dynamics
STLD
$37.6B
– –
-11,001
Closed -$197K
TSCO icon
260
Tractor Supply
TSCO
$18B
– –
-23,750
Closed -$286K
UPS icon
261
United Parcel Service
UPS
$88.9B
– –
-2,550
Closed -$261K
USB icon
262
US Bancorp
USB
$99.6B
– –
-5,929
Closed -$258K
WBD icon
263
Warner Bros
WBD
$67.1B
– –
-12,319
Closed -$468K
WNEB icon
264
Western New England Bancorp
WNEB
$275M
– –
-41,615
Closed -$311K
INVX
265
Innovex International
INVX
$1.97B
– –
-2,050
Closed -$224K
QVCGA
266
DELISTED
QVC Group Inc Series A
QVCGA
– –
-217
Closed -$262K
PXD
267
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-3,188
Closed -$732K
ZNGA
268
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-82,600
Closed -$265K
CAI
269
DELISTED
CAI International, Inc.
CAI
– –
-13,610
Closed -$301K
GLUU
270
DELISTED
Glu Mobile Inc.
GLUU
– –
-92,380
Closed -$462K
SN
271
DELISTED
Sanchez Energy Corporation
SN
– –
-6,628
Closed -$249K
ALR.PRB
272
DELISTED
Alere Inc
ALR.PRB
– –
-24,250
Closed -$7.64M
COVS
273
DELISTED
Covisint Corporation
COVS
– –
-48,765
Closed -$237K
YHOO
274
DELISTED
Yahoo Inc
YHOO
– –
-9,522
Closed -$336K
RLOC
275
DELISTED
REACHLOCAL INC COM STK (DE)
RLOC
– –
-43,775
Closed -$308K
8 9 10
11
12

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CHAM
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HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
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L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
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SSI Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, SSI Investment Management held 439 positions worth $1.03B, down 0.71% from $1.03B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $442M in Q3 2014, closing 48 positions and reducing 84 holdings. Its most notable exit was Alere Inc, an estimated $7.64M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, SSI Investment Management opened a new position in Alcoa Inc worth $7.96M.

  • SSI Investment Management's largest Q3 2014 buy was Alcoa Inc: 159,650 shares worth $7.96M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q3 2014, an estimated $4.84M increase.
  • SSI Investment Management's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $18.4M.
  • SSI Investment Management fully exited Alere Inc in Q3 2014, selling an estimated $7.64M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q3 2014.
  • SSI Investment Management opened 67 new positions and closed 48 in Q3 2014.
  • SSI Investment Management's portfolio value fell 0.71% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q3 2014, filed 12 Nov 2014.