SSI Investment Management’s Prospect Capital PSEC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-38,805	Closed	-$412K	–	408
2014 Q2	$412K	Buy	38,805 +16,173	+71%	+$172K	0.04%	259
2014 Q1	$245K	Buy	+22,632	New	+$245K	0.03%	354