SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
1-Year Return 4.23%
This Quarter Return
+0.93%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.03B
AUM Growth
+$52.6M
Cap. Flow
-$708M
Cap. Flow %
-68.6%
Top 10 Hldgs %
23.29%
Holding
464
New
49
Increased
47
Reduced
141
Closed
51

Top Buys

1
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.34M
2
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$4.3M
3
AMT.PRA
American Tower Corporation
AMT.PRA
$1.67M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$1.01M
5
GOOG icon
Alphabet (Google) Class C
GOOG
$678K

Top Sells

1
PPL.PRW
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
$2.17M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$1.22M
3
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
$1.21M
4
GE icon
GE Aerospace
GE
$810K
5
EWY icon
iShares MSCI South Korea ETF
EWY
$765K

Sector Composition

1 Financials 1.73%
2 Industrials 1.29%
3 Healthcare 1.2%
4 Technology 1.08%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IWN icon
251
iShares Russell 2000 Value ETF
IWN
$11.9B
– –
-2,055
Closed -$207K
JBHT icon
252
JB Hunt Transport Services
JBHT
$13.9B
– –
-3,385
Closed -$244K
LVS icon
253
Las Vegas Sands
LVS
$36.9B
– –
-3,385
Closed -$274K
MTG icon
254
MGIC Investment
MTG
$6.55B
– –
-11,044
Closed -$94K
NKTR icon
255
Nektar Therapeutics
NKTR
$764M
– –
-2,240
Closed -$407K
OC icon
256
Owens Corning
OC
$13B
– –
-15,633
Closed -$676K
PCRX icon
257
Pacira BioSciences
PCRX
$1.19B
– –
-4,433
Closed -$311K
PTC icon
258
PTC
PTC
$25.6B
– –
-7,175
Closed -$255K
RF icon
259
Regions Financial
RF
$24.1B
– –
-43,886
Closed -$487K
RH icon
260
RH
RH
$4.7B
– –
-6,195
Closed -$457K
ROP icon
261
Roper Technologies
ROP
$55.8B
– –
-1,820
Closed -$243K
SOL
262
Emeren Group
SOL
$96.5M
– –
-22,742
Closed -$365K
STT icon
263
State Street
STT
$32B
– –
-2,982
Closed -$207K
TEL icon
264
TE Connectivity
TEL
$61.7B
– –
-8,090
Closed -$487K
TLPH icon
265
Talphera
TLPH
$11.3M
– –
-2,043
Closed -$490K
TNDM icon
266
Tandem Diabetes Care
TNDM
$850M
– –
-1,882
Closed -$415K
URBN icon
267
Urban Outfitters
URBN
$6.35B
– –
-9,989
Closed -$364K
VRTX icon
268
Vertex Pharmaceuticals
VRTX
$102B
– –
-3,190
Closed -$226K
WAL icon
269
Western Alliance Bancorporation
WAL
$10B
– –
-12,933
Closed -$318K
VJET
270
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
– –
-3,208
Closed -$403K
BBBY
271
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-4,143
Closed -$285K
ALXN
272
DELISTED
Alexion Pharmaceuticals Inc
ALXN
– –
-1,723
Closed -$263K
NAV
273
DELISTED
Navistar International
NAV
– –
-6,588
Closed -$224K
BKS
274
DELISTED
Barnes & Noble
BKS
– –
-33,137
Closed -$454K
NWY
275
DELISTED
New York & Co Inc
NWY
– –
-103,440
Closed -$455K
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