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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
+$52.6M
Cap. Flow
-$649M
Cap. Flow %
-62.88%
Top 10 Hldgs %
23.29%
Holding
438
New
49
Increased
47
Reduced
141
Closed
51

Top Buys

Rank Stock Value
1
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$4.28M
2
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
+$4.16M
3
AMT.PRA
American Tower Corporation
AMT.PRA
+$1.69M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$1M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$635K

Top Sells

Rank Stock Value
1
PPL.PRW
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
+$2.17M
2
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
+$1.21M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$1.14M
4
GE icon
GE Aerospace
GE
+$816K
5
EWY icon
iShares MSCI South Korea ETF
EWY
+$752K

Sector Composition

Rank Sector Weight
1 Financials 1.73%
2 Industrials 1.29%
3 Healthcare 1.2%
4 Technology 1.08%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWN icon
251
iShares Russell 2000 Value ETF
IWN
$14.6B
– –
-2,055
Closed -$207K
JBHT icon
252
JB Hunt Transport Services
JBHT
$25.2B
– –
-3,385
Closed -$244K
LVS icon
253
Las Vegas Sands
LVS
$29.6B
– –
-3,385
Closed -$274K
MTG icon
254
MGIC Investment
MTG
$6.25B
– –
-11,044
Closed -$94K
NKTR icon
255
Nektar Therapeutics
NKTR
$2.58B
– –
-2,240
Closed -$407K
OC icon
256
Owens Corning
OC
$12.4B
– –
-15,633
Closed -$676K
PCRX icon
257
Pacira BioSciences
PCRX
$997M
– –
-4,433
Closed -$311K
PTC icon
258
PTC
PTC
$16B
– –
-7,175
Closed -$255K
RF icon
259
Regions Financial
RF
$26.8B
– –
-43,886
Closed -$487K
RH icon
260
RH
RH
$3.71B
– –
-6,195
Closed -$457K
ROP icon
261
Roper Technologies
ROP
$39.8B
– –
-1,820
Closed -$243K
SOL
262
DELISTED
Emeren Group
SOL
– –
-22,742
Closed -$365K
STT icon
263
State Street
STT
$50.7B
– –
-2,982
Closed -$207K
TEL icon
264
TE Connectivity
TEL
$62.6B
– –
-8,090
Closed -$487K
TLPH icon
265
Talphera
TLPH
$74.2M
– –
-2,043
Closed -$490K
TNDM icon
266
Tandem Diabetes Care
TNDM
$1.56B
– –
-1,882
Closed -$415K
URBN icon
267
Urban Outfitters
URBN
$6.59B
– –
-9,989
Closed -$364K
VRTX icon
268
Vertex Pharmaceuticals
VRTX
$126B
– –
-3,190
Closed -$226K
WAL icon
269
Western Alliance Bancorporation
WAL
$8.87B
– –
-12,933
Closed -$318K
VJET
270
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
– –
-3,208
Closed -$403K
BBBY
271
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-4,143
Closed -$285K
ALXN
272
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-1,723
Closed -$263K
NAV
273
DELISTED
Navistar International
NAV
– –
-6,588
Closed -$224K
BKS
274
DELISTED
Barnes & Noble
BKS
– –
-33,137
Closed -$454K
NWY
275
DELISTED
New York & Co Inc
NWY
– –
-103,440
Closed -$455K
8 9 10
11
12

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q2 2014 Portfolio in Review

As of Q2 2014, SSI Investment Management held 438 positions worth $1.03B, up 5.4% from $980M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $649M in Q2 2014, closing 51 positions and reducing 141 holdings. Its most notable exit was PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS, an estimated $2.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 2% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest worth $4.3M.

  • SSI Investment Management's largest Q2 2014 buy was RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest: 70,000 shares worth $4.3M.
  • SSI Investment Management added most to DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q2 2014, an estimated $1M increase.
  • SSI Investment Management's biggest Q2 2014 reduction was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, cutting an estimated $1.14M.
  • SSI Investment Management fully exited PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS in Q2 2014, selling an estimated $2.17M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q2 2014.
  • SSI Investment Management opened 49 new positions and closed 51 in Q2 2014.
  • SSI Investment Management's portfolio value rose 5.4% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q2 2014, filed 8 Aug 2014.