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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+2.65%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.13B
AUM Growth
+$18.3M
Cap. Flow
-$679M
Cap. Flow %
-60.16%
Top 10 Hldgs %
19.64%
Holding
458
New
61
Increased
55
Reduced
93
Closed
51

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.94M
2
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$3.87M
3
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
+$3.76M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$2.7M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$1.88M

Top Sells

Rank Stock Value
1
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$9.28M
2
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$3.63M
3
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
+$3.33M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.24M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.23M

Sector Composition

Rank Sector Weight
1 Financials 3.46%
2 Healthcare 2.81%
3 Technology 2.37%
4 Industrials 2.08%
5 Consumer Discretionary 2.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
251
Costco
COST
$420B
$201K 0.02%
+1,692
New +$202K
MTG icon
252
MGIC Investment
MTG
$6.25B
$110K 0.01%
13,082
-3,566
-21% -$28.5K
AGNC icon
253
AGNC Investment
AGNC
$12.9B
– –
-58,623
Closed -$1.32M
AHT
254
Ashford Hospitality Trust
AHT
$21M
– –
-54
Closed -$416K
ARAY icon
255
Accuray
ARAY
$34M
– –
-65,110
Closed -$480K
ARWR icon
256
Arrowhead Research
ARWR
$12.4B
– –
-71,210
Closed -$405K
AVT icon
257
Avnet
AVT
$7.92B
– –
-19,884
Closed -$830K
BCRX icon
258
BioCryst Pharmaceuticals
BCRX
$2.4B
– –
-60,110
Closed -$437K
BWEN icon
259
Broadwind
BWEN
$109M
– –
-55,850
Closed -$438K
CF icon
260
CF Industries
CF
$17.3B
– –
-18,780
Closed -$790K
DIN icon
261
Dine Brands
DIN
$452M
– –
-12,733
Closed -$879K
ECL icon
262
Ecolab
ECL
$79.9B
– –
-7,909
Closed -$781K
GEN icon
263
Gen Digital
GEN
$17.5B
– –
-59,735
Closed -$1.48M
HOLX
264
DELISTED
Hologic
HOLX
– –
-39,999
Closed -$825K
INSG icon
265
Inseego
INSG
$90.5M
– –
-2,880
Closed -$75K
MSTR icon
266
Strategy Inc
MSTR
$38.4B
– –
-107,620
Closed -$1.12M
ODP
267
DELISTED
ODP
ODP
– –
-9,370
Closed -$452K
PACB icon
268
Pacific Biosciences
PACB
$370M
– –
-116,710
Closed -$645K
PEG icon
269
Public Service Enterprise Group
PEG
$37.7B
– –
-12,700
Closed -$418K
POR icon
270
Portland General Electric
POR
$5.77B
– –
-13,200
Closed -$372K
PRDO icon
271
Perdoceo Education
PRDO
$2.12B
– –
-149,070
Closed -$410K
RRC icon
272
Range Resources
RRC
$8.95B
– –
-4,105
Closed -$311K
RYN icon
273
Rayonier
RYN
$6.55B
– –
-18,636
Closed -$704K
SRPT icon
274
Sarepta Therapeutics
SRPT
$1.77B
– –
-18,741
Closed -$884K
TIP icon
275
iShares TIPS Bond ETF
TIP
$14.7B
– –
-1,869
Closed -$211K
9 10
11
12 13

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VIP
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CHAM
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HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
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SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, SSI Investment Management held 458 positions worth $1.13B, up 1.6% from $1.11B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $679M in Q4 2013, closing 51 positions and reducing 93 holdings. Its most notable exit was GENERAL MTRS CO JR PFD CONV SER B (DE), an estimated $9.28M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.7% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in Crown Castle International Corp. worth $3.83M.

  • SSI Investment Management's largest Q4 2013 buy was Crown Castle International Corp.: 38,467 shares worth $3.83M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $8.94M increase.
  • SSI Investment Management's biggest Q4 2013 reduction was METLIFE, INC. COM EQUITY UNIT, cutting an estimated $3.63M.
  • SSI Investment Management fully exited GENERAL MTRS CO JR PFD CONV SER B (DE) in Q4 2013, selling an estimated $9.28M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.13B portfolio in Q4 2013.
  • SSI Investment Management opened 61 new positions and closed 51 in Q4 2013.
  • SSI Investment Management's portfolio value rose 1.6% quarter-over-quarter to $1.13B.

Based on SSI Investment Management's 13F filing for Q4 2013, filed 7 Feb 2014.