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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+2.65%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.13B
AUM Growth
+$18.3M
Cap. Flow
-$679M
Cap. Flow %
-60.16%
Top 10 Hldgs %
19.64%
Holding
458
New
61
Increased
55
Reduced
93
Closed
51

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.94M
2
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$3.87M
3
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
+$3.76M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$2.7M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$1.88M

Top Sells

Rank Stock Value
1
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$9.28M
2
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$3.63M
3
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
+$3.33M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.24M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.23M

Sector Composition

Rank Sector Weight
1 Financials 3.46%
2 Healthcare 2.81%
3 Technology 2.37%
4 Industrials 2.08%
5 Consumer Discretionary 2.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CONE
226
DELISTED
CyrusOne Inc Common Stock
CONE
$336K 0.03%
+15,030
New +$306K
NAV
227
DELISTED
Navistar International
NAV
$331K 0.03%
8,675
-3,125
-26% -$119K
RLD
228
DELISTED
REALD INC COM STK
RLD
$331K 0.03%
+38,830
New +$304K
MOD icon
229
Modine Manufacturing
MOD
$10.4B
$329K 0.03%
25,710
-3,970
-13% -$53.2K
COCO
230
DELISTED
CORINTHIAN COLLEGES INC
COCO
$329K 0.03%
184,710
-7,390
-4% -$14.4K
CCIH
231
DELISTED
Chinacache International Holdings Ltd
CCIH
$328K 0.03%
+36,780
New +$294K
PEI
232
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$327K 0.03%
+1,149
New +$315K
ESPR
233
DELISTED
Esperion Therapeutics
ESPR
$325K 0.03%
+23,585
New +$343K
JAKK icon
234
Jakks Pacific
JAKK
$293M
$323K 0.03%
+4,805
New +$288K
ESC
235
DELISTED
EMERITUS CORP
ESC
$318K 0.03%
14,660
-6,120
-29% -$125K
BAS
236
DELISTED
Basis Energy Services, Inc.
BAS
$316K 0.03%
+35
New +$290K
AMG icon
237
Affiliated Managers Group
AMG
$9.76B
$311K 0.03%
1,430
– –
LDK
238
DELISTED
LDK SOLAR CO LTD.
LDK
$311K 0.03%
237,650
-24,560
-9% -$37K
AMED
239
DELISTED
Amedisys
AMED
$310K 0.03%
+21,255
New +$342K
CMRX
240
DELISTED
Chimerix, Inc.
CMRX
$308K 0.03%
+20,440
New +$326K
QUNR
241
DELISTED
Qunar Cayman Islands Limited
QUNR
$306K 0.03%
+11,545
New +$312K
BKS
242
DELISTED
Barnes & Noble
BKS
$298K 0.03%
30,428
-15,047
-33% -$145K
LAYN
243
DELISTED
Layne Christensen Co
LAYN
$296K 0.03%
+17,340
New +$302K
BONT
244
DELISTED
Bon-Ton Stores Inc/The
BONT
$295K 0.03%
18,130
-17,600
-49% -$245K
RSH
245
DELISTED
RADIOSHACK CORP
RSH
$294K 0.03%
113,160
+14,990
+15% +$43.6K
CSX icon
246
CSX Corp
CSX
$93.1B
$287K 0.03%
30,003
– –
YHOO
247
DELISTED
Yahoo Inc
YHOO
$274K 0.02%
+6,775
New +$243K
MS icon
248
Morgan Stanley
MS
$340B
$253K 0.02%
8,055
– –
TRAW icon
249
Traws Pharma
TRAW
$8.1M
– –
0
– –
EVC icon
250
Entravision Communication
EVC
$1.1B
$229K 0.02%
+37,725
New +$234K
8 9
10
11 12

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, SSI Investment Management held 458 positions worth $1.13B, up 1.6% from $1.11B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $679M in Q4 2013, closing 51 positions and reducing 93 holdings. Its most notable exit was GENERAL MTRS CO JR PFD CONV SER B (DE), an estimated $9.28M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.7% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in Crown Castle International Corp. worth $3.83M.

  • SSI Investment Management's largest Q4 2013 buy was Crown Castle International Corp.: 38,467 shares worth $3.83M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $8.94M increase.
  • SSI Investment Management's biggest Q4 2013 reduction was METLIFE, INC. COM EQUITY UNIT, cutting an estimated $3.63M.
  • SSI Investment Management fully exited GENERAL MTRS CO JR PFD CONV SER B (DE) in Q4 2013, selling an estimated $9.28M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.13B portfolio in Q4 2013.
  • SSI Investment Management opened 61 new positions and closed 51 in Q4 2013.
  • SSI Investment Management's portfolio value rose 1.6% quarter-over-quarter to $1.13B.

Based on SSI Investment Management's 13F filing for Q4 2013, filed 7 Feb 2014.