We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOF icon
951
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
– –
-250
Closed -$5K
GPRO icon
952
GoPro
GPRO
$126M
– –
-15
Closed -$1K
HDB icon
953
HDFC Bank
HDB
$121B
– –
-1,932
Closed -$22K
HPI
954
John Hancock Preferred Income Fund
HPI
$433M
– –
-250
Closed -$5K
HPS
955
John Hancock Preferred Income Fund III
HPS
$458M
– –
-500
Closed -$9K
HQL
956
abrdn Life Sciences Investors
HQL
$627M
– –
-950
Closed -$21K
HUBG icon
957
HUB Group
HUBG
$2.92B
– –
-180
Closed -$4K
IAG icon
958
IAMGOLD
IAG
$10.6B
$0 ﹤0.01%
120
– –
IEP icon
959
Icahn Enterprises
IEP
$5.3B
– –
-5,351
Closed -$566K
IGF icon
960
iShares Global Infrastructure ETF
IGF
$10.8B
– –
-84
Closed -$4K
IHF icon
961
iShares US Healthcare Providers ETF
IHF
$1.27B
– –
-6,645
Closed -$142K
IP icon
962
International Paper
IP
$22B
– –
-1,267
Closed -$57K
IPGP icon
963
IPG Photonics
IPGP
$3.84B
– –
-328
Closed -$23K
IVR icon
964
Invesco Mortgage Capital
IVR
$805M
– –
-80
Closed -$13K
JBHT icon
965
JB Hunt Transport Services
JBHT
$25.2B
– –
-1,138
Closed -$84K
JEF icon
966
Jefferies Financial Group
JEF
$13.1B
– –
-212
Closed -$5K
JRS icon
967
Nuveen Real Estate Income Fund
JRS
$246M
– –
-800
Closed -$8K
MAT icon
968
Mattel
MAT
$4.3B
– –
-1,950
Closed -$60K
MELI icon
969
Mercado Libre
MELI
$92.3B
– –
-1,624
Closed -$176K
MFA
970
MFA Financial
MFA
$933M
– –
-429
Closed -$13K
MGEE icon
971
MGE Energy Inc
MGEE
$3.08B
– –
-882
Closed -$33K
MMT
972
Aberdeen Multi-Market Income Fund
MMT
$243M
– –
-1
Closed –
MVV icon
973
ProShares Ultra MidCap400
MVV
$163M
$0 ﹤0.01%
12
-1,557
-99% -$35.8K
NEE icon
974
NextEra Energy
NEE
$177B
– –
-600
Closed -$14K
NKE icon
975
Nike
NKE
$61.9B
– –
-600
Closed -$27K
37 38
39
40 41

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.