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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCJ icon
926
Cameco
CCJ
$42.4B
– –
-8,303
Closed -$147K
CRUS icon
927
Cirrus Logic
CRUS
$6.26B
– –
-708
Closed -$15K
CSQ icon
928
Calamos Strategic Total Return Fund
CSQ
$3.35B
– –
-23
Closed –
CWB icon
929
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
– –
-236
Closed -$12K
CWT icon
930
California Water Service
CWT
$3.12B
– –
-760
Closed -$17K
DHIL
931
DELISTED
Diamond Hill
DHIL
– –
-75
Closed -$9K
DHS icon
932
WisdomTree US High Dividend Fund
DHS
$1.58B
– –
-125
Closed -$7K
DLS icon
933
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
– –
-100
Closed -$6K
DLTR icon
934
Dollar Tree
DLTR
$25.2B
– –
-176
Closed -$10K
DRV icon
935
Direxion Daily Real Estate Bear 3X ETF
DRV
$25.7M
– –
0
– –
DWM icon
936
WisdomTree International Equity Fund
DWM
$697M
– –
-925
Closed -$48K
EA
937
DELISTED
Electronic Arts
EA
$0 ﹤0.01%
1
-1
-50% -$41
EIDO icon
938
iShares MSCI Indonesia ETF
EIDO
$501M
– –
-60
Closed -$2K
ET icon
939
Energy Transfer Partners
ET
$69.3B
– –
-1,960
Closed -$60K
EWS icon
940
iShares MSCI Singapore ETF
EWS
$1.08B
– –
-11,059
Closed -$295K
EWW icon
941
iShares MSCI Mexico ETF
EWW
$1.99B
– –
-3,452
Closed -$237K
EXG icon
942
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
– –
-250
Closed -$3K
FDT icon
943
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
– –
-9,116
Closed -$454K
FNX icon
944
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
– –
-200
Closed -$10K
FT
945
Franklin Universal Trust
FT
$197M
– –
-2,500
Closed -$18K
GAIA icon
946
Gaia
GAIA
$48.4M
$0 ﹤0.01%
51
– –
GAIN icon
947
Gladstone Investment Corp
GAIN
$661M
– –
-800
Closed -$6K
GALT icon
948
Galectin Therapeutics
GALT
$227M
– –
-1,500
Closed -$8K
GDX icon
949
VanEck Gold Miners ETF
GDX
$27.4B
– –
-34,906
Closed -$745K
GGB icon
950
Gerdau
GGB
$9.7B
– –
-3,294
Closed -$13K
36 37
38
39 40

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.