RIA
FT

Regal Investment Advisors’s Franklin Universal Trust FT Stock Holding History

Regal Investment Advisors’s Portfolio FT Stock Details FT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-2,500
Closed -$18K – 945
2014
Q3 		$18K Hold
2,500
– – 0.01% 571
2014
Q2 		$19K Hold
2,500
– – 0.01% 555
2014
Q1 		$18K Hold
2,500
– – 0.01% 533
2013
Q4 		$17K Hold
2,500
– – 0.01% 489
2013
Q3 		$17K Hold
2,500
– – 0.01% 505
2013
Q2 		$17K Buy
+2,500
New +$18.5K 0.01% 491

Other funds holding FT

FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
Koshinski Asset Management
Koshinski Asset Management Decatur, Illinois $1.6B AUM 20.7% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Regal Investment Advisors's FT Position: Q4 2014 in Review

Regal Investment Advisors sold out of Franklin Universal Trust (FT) in Q4 2014, closing a stake of 2,500 shares — an estimated $18K sold.

Regal Investment Advisors first reported a position in FT in Q2 2013 and held it in 6 quarters. The position peaked at $19K in Q2 2014. 35 funds tracked by Wall St. Rank hold FT as of Q4 2014.

  • Regal Investment Advisors reported no remaining Franklin Universal Trust position as of Q4 2014 after selling out during the quarter.
  • Regal Investment Advisors sold 2,500 Franklin Universal Trust shares in Q4 2014, an estimated $18K.
  • Regal Investment Advisors first reported a position in Franklin Universal Trust in Q2 2013 and held it in 6 quarters.
  • Regal Investment Advisors's Franklin Universal Trust position peaked at $19K in Q2 2014.
  • 35 funds tracked by Wall St. Rank held Franklin Universal Trust as of Q4 2014.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.