FT

Franklin Universal Trust
FT

Overview Fund Activity

35 hedge funds and large institutions have $22.4M invested in Franklin Universal Trust in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 4 closing their positions.

Holders
35
Holders Change
+1
Holders Change %
+2.94%
% of All Funds
0.93%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
13
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Koshinski Asset Management
1
Koshinski Asset Management
Illinois
$1.15M
2
FIMG
2
Financial & Investment Management Group
Michigan
$8.93M
3
AAM
3
Advisors Asset Management
Colorado
$2.48M
4
UBS Group
4
UBS Group
Switzerland
$405K
5
Creative Planning
5
Creative Planning
Kansas
$255K

Top Sellers

1
Stifel Financial
1
Stifel Financial
Missouri
$0
2
SFS
2
Shaker Financial Services
Virginia
$1.13M
3
SCM
3
Saba Capital Management
New York
$1.19M
4
Bank of America
4
Bank of America
North Carolina
$154K
5
DA
5
Doliver Advisors
Texas
$316K
Name Market Value Shares Shares
Change 		Shares
Change %
FIMG
1
Financial & Investment Management Group
Michigan
$8.93M 1,257,476 +162,152 +15%
AAM
2
Advisors Asset Management
Colorado
$2.48M 349,461 +124,155 +55%
Wells Fargo
3
Wells Fargo
California
$1.27M 179,357 +4,912 +3%
SCM
4
Saba Capital Management
New York
$1.19M 167,584 -39,221 -19%
Koshinski Asset Management
5
Koshinski Asset Management
Illinois
$1.15M 162,449 +162,449 New
SFS
6
Shaker Financial Services
Virginia
$1.13M 158,494 -83,458 -34%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.11M 156,953 -2,565 -2%
CA
8
Cornerstone Advisors
North Carolina
$807K 113,658 -400 -0.4%
Morgan Stanley
9
Morgan Stanley
New York
$492K 69,249 +4,223 +6%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$420K 59,204 +264 +0.4%
UBS Group
11
UBS Group
Switzerland
$405K 57,001 +57,001 New
LPL Financial
12
LPL Financial
California
$389K 54,724 +7,859 +17%
DA
13
Doliver Advisors
Texas
$316K 44,584 -27,079 -38%
Creative Planning
14
Creative Planning
Kansas
$255K 35,921 +34,521 +2,466%
VKH
15
Virtu KCG Holdings
New York
$241K 33,914 +33,914 New
CAN
16
Cetera Advisor Networks
California
$235K 33,125 +3,000 +10%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$186K 26,150 +4,000 +18%
CA
18
Cetera Advisors
Colorado
$165K 23,122 +5,481 +31%
AIG
19
American International Group
New York
$155K 21,852 – –
Bank of America
20
Bank of America
North Carolina
$154K 21,721 -31,082 -59%
US Bancorp
21
US Bancorp
Minnesota
$153K 21,600 – –
LCM
22
Landscape Capital Management
New Jersey
$151K 21,336 +5,051 +31%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$149K 21,000 +4,000 +24%
OA
24
Oxbow Advisors
Texas
$127K 17,900 – –
CL
25
CSS LLC
Illinois
$99K 13,909 – –
1
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