FT

Franklin Universal Trust
FT

Overview Fund Activity

45 hedge funds and large institutions have $30.8M invested in Franklin Universal Trust in 2019 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 16 reducing their positions, and 9 closing their positions.

Holders
45
Holders Change
-2
Holders Change %
-4.26%
% of All Funds
0.89%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
12
Reduced
16
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$637K
2
AAM
2
Advisors Asset Management
Colorado
$1.32M
3
Morgan Stanley
3
Morgan Stanley
New York
$5.92M
4
Wells Fargo
4
Wells Fargo
California
$4.06M
5
Stifel Financial
5
Stifel Financial
Missouri
$2.12M

Top Sellers

1
BI
1
Bulldog Investors
New Jersey
$1.25M
2
BFM
2
Boothbay Fund Management
New York
$0
3
RJA
3
Raymond James & Associates
Florida
$910K
4
SFS
4
Shaker Financial Services
Virginia
$0
5
LCM
5
Landscape Capital Management
New Jersey
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$5.92M 760,689 +47,975 +7%
Wells Fargo
2
Wells Fargo
California
$4.06M 521,968 +30,670 +6%
Koshinski Asset Management
3
Koshinski Asset Management
Illinois
$3.76M 484,920 -32,263 -6%
Invesco
4
Invesco
Georgia
$2.88M 369,625 +14,041 +4%
Stifel Financial
5
Stifel Financial
Missouri
$2.12M 271,602 +17,312 +7%
MSAM
6
Moloney Securities Asset Management
Missouri
$1.45M 186,944 +8,019 +4%
AAM
7
Advisors Asset Management
Colorado
$1.32M 170,071 +73,757 +77%
BI
8
Bulldog Investors
New Jersey
$1.25M 160,264 -294,457 -65%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$1.11M 140,161 -7,077 -5%
RJA
10
Raymond James & Associates
Florida
$910K 116,958 -110,117 -48%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$687K 88,253 -3,764 -4%
UCI
12
Uncommon Cents Investing
Wisconsin
$638K 81,945 -2,000 -2%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$637K 81,856 +81,856 New
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$514K 66,123 -27,252 -29%
CCP
15
Cardan Capital Partners
Colorado
$383K 49,228 -828 -2%
GWM
16
Geneos Wealth Management
Colorado
$253K 32,240 +22 +0.1%
AG
17
Advisor Group
Arizona
$237K 30,362 -11,688 -28%
First Manhattan
18
First Manhattan
New York
$223K 28,700 – –
Bank of America
19
Bank of America
North Carolina
$219K 28,069 -19,635 -41%
UBS Group
20
UBS Group
Switzerland
$204K 26,246 – –
WS
21
Wedbush Securities
California
$166K 21,372 -2,720 -11%
SWP
22
Stratos Wealth Partners
Ohio
$147K 18,900 – –
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$147K 18,841 +411 +2%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$144K 18,536 +4,320 +30%
LPL Financial
25
LPL Financial
California
$128K 16,449 +650 +4%
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