FT

Franklin Universal Trust
FT

Overview Fund Activity

29 hedge funds and large institutions have $16.4M invested in Franklin Universal Trust in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 5 closing their positions.

Holders
29
Holders Change
-3
Holders Change %
-9.38%
% of All Funds
0.94%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
3
Increased
9
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIMG
1
Financial & Investment Management Group
Michigan
$5.38M
2
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$376K
3
DA
3
Doliver Advisors
Texas
$545K
4
SFS
4
Shaker Financial Services
Virginia
$1.77M
5
SNC
5
Stifel Nicolaus & Co
Missouri
$445K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$2.84M
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
TC
3
TFS Capital
Pennsylvania
$161K
4
Morgan Stanley
4
Morgan Stanley
New York
$613K
5
Wells Fargo
5
Wells Fargo
California
$1.05M
Name Market Value Shares Shares
Change 		Shares
Change %
FIMG
1
Financial & Investment Management Group
Michigan
$5.38M 786,962 +628,564 +397%
AAM
2
Advisors Asset Management
Colorado
$2.84M 414,983 -139,919 -25%
SFS
3
Shaker Financial Services
Virginia
$1.77M 258,848 +25,564 +11%
Wells Fargo
4
Wells Fargo
California
$1.05M 153,720 -18,952 -11%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$869K 127,218 +2,660 +2%
Morgan Stanley
6
Morgan Stanley
New York
$613K 89,681 -19,044 -18%
DA
7
Doliver Advisors
Texas
$545K 79,810 +28,959 +57%
SNC
8
Stifel Nicolaus & Co
Missouri
$445K 65,164 +16,364 +34%
Bank of America
9
Bank of America
North Carolina
$377K 55,201 +9,567 +21%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$376K 55,121 +55,121 New
U
11
UBS
Switzerland
$360K 52,783 -496 -0.9%
LPL Financial
12
LPL Financial
California
$327K 48,070 -5,913 -11%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$223K 32,697 +260 +0.8%
CAN
14
Cetera Advisor Networks
California
$202K 29,700 – –
TC
15
TFS Capital
Pennsylvania
$161K 23,576 -21,329 -47%
AIG
16
American International Group
New York
$160K 23,388 – –
FAAS
17
First Allied Advisory Services
California
$153K 22,685 – –
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$152K 22,150 -1,000 -4%
US Bancorp
19
US Bancorp
Minnesota
$148K 21,600 – –
WA
20
WFG Advisors
Texas
$73K 10,711 -322 -3%
Citigroup
21
Citigroup
New York
$40K 5,829 +3,452 +145%
SF
22
Synovus Financial
Georgia
$30K 4,457 – –
HPBT
23
High Point Bank & Trust
North Carolina
$17K 2,500 – –
RIA
24
Regal Investment Advisors
Michigan
$17K 2,500 – –
NES
25
New England Securities
New York
$15K 2,127 +2,127 New
1
2