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FT

Franklin Universal Trust

36 hedge funds and large institutions have $19.4M invested in Franklin Universal Trust in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more capital invested

Capital invested by funds: $17.1M → $19.4M (+$2.33M)

0.95% more ownership

Funds ownership: 9.79%10.74% (+0.95%)

0% more funds holding

Funds holding: 3636 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

23% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 13

Holders
36
Holders Change
Holders Change %
0%
% of All Funds
1.04%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
10
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FIMG
1
Financial & Investment Management Group
Michigan
$7.23M +$353K +49,787 +5%
SFS
2
Shaker Financial Services
Virginia
$1.46M +$89.2K +12,572 +7%
SCM
3
Saba Capital Management
New York
$1.28M +$950K +133,934 +309%
AAM
4
Advisors Asset Management
Colorado
$1.21M -$496K -69,914 -29%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.14M +$78K +11,000 +7%
Wells Fargo
6
Wells Fargo
California
$1.05M -$16.8K -2,371 -2%
DA
7
Doliver Advisors
Texas
$871K +$123K +17,376 +17%
Stifel Financial
8
Stifel Financial
Missouri
$684K +$675K +95,170 New
CA
9
Cornerstone Advisors
North Carolina
$681K +$506K +71,398 +310%
U
10
UBS
Switzerland
$389K +$830 +117 +0.2%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$365K -$22.6K -3,188 -6%
Morgan Stanley
12
Morgan Stanley
New York
$348K -$300K -42,275 -47%
LPL Financial
13
LPL Financial
California
$344K -$9.52K -1,342 -3%
Bank of America
14
Bank of America
North Carolina
$342K -$269 -38 -0.1%
CAN
15
Cetera Advisor Networks
California
$216K +$3.01K +425 +1%
VKH
16
Virtu KCG Holdings
New York
$166K +$163K +23,004 New
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$160K
AIG
18
American International Group
New York
$159K -$2.13K -300 -1%
US Bancorp
19
US Bancorp
Minnesota
$155K
WAM
20
Wolverine Asset Management
Illinois
$151K +$150K +21,101 New
TC
21
TFS Capital
Pennsylvania
$146K -$143K -20,136 -50%
OA
22
Oxbow Advisors
Texas
$129K
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$127K -$49.6K -6,994 -28%
LCM
24
Landscape Capital Management
New Jersey
$120K -$11.8K -1,659 -9%
CA
25
Cetera Advisors
Colorado
$103K

FT Hedge Fund Activity: Q1 2014 in Review

36 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Franklin Universal Trust (FT) for Q1 2014, worth a combined $19.4M — up 14% from $17.1M a quarter earlier.

Fund positioning in FT was balanced in Q1 2014: 3 funds opened new positions, 3 closed out, 10 added to existing stakes and 13 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $950K. The largest seller was Advisors Asset Management, cutting an estimated $496K.

  • 36 institutional investors held Franklin Universal Trust (FT) as of Q1 2014, unchanged from Q4 2013.
  • Funds reported $19.4M of Franklin Universal Trust stock for Q1 2014, up 14% quarter-over-quarter.
  • 3 funds opened new Franklin Universal Trust positions in Q1 2014 and 3 closed out, a net change of 0 holders.
  • The largest Franklin Universal Trust buyer in Q1 2014 was Saba Capital Management, an estimated $950K added.
  • The largest Franklin Universal Trust seller in Q1 2014 was Advisors Asset Management, an estimated $496K sold.

Based on aggregated 13F filings for Q1 2014.