FT

Franklin Universal Trust
FT

Overview Fund Activity

47 hedge funds and large institutions have $35.3M invested in Franklin Universal Trust in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 13 reducing their positions, and 9 closing their positions.

Holders
47
Holders Change
-5
Holders Change %
-9.62%
% of All Funds
1.03%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
4
Increased
14
Reduced
13
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Stifel Financial
1
Stifel Financial
Missouri
$1.92M
2
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$704K
3
Koshinski Asset Management
3
Koshinski Asset Management
Illinois
$3.9M
4
Morgan Stanley
4
Morgan Stanley
New York
$5.37M
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$1.11M

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$758K
2
BI
2
Bulldog Investors
New Jersey
$3.43M
3
AC
3
Almitas Capital
California
$0
4
RJA
4
Raymond James & Associates
Florida
$1.71M
5
MAFM
5
Mid Atlantic Financial Management
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$5.37M 712,714 +31,215 +5%
Koshinski Asset Management
2
Koshinski Asset Management
Illinois
$3.9M 517,183 +43,409 +9%
Wells Fargo
3
Wells Fargo
California
$3.7M 491,298 +11,819 +2%
BI
4
Bulldog Investors
New Jersey
$3.43M 454,721 -74,034 -14%
Invesco
5
Invesco
Georgia
$2.68M 355,584 -18,966 -5%
BFM
6
Boothbay Fund Management
New York
$1.96M 260,403 – –
Stifel Financial
7
Stifel Financial
Missouri
$1.92M 254,290 +120,279 +90%
RJA
8
Raymond James & Associates
Florida
$1.71M 227,075 -48,601 -18%
MSAM
9
Moloney Securities Asset Management
Missouri
$1.35M 178,925 +11,178 +7%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$1.11M 147,238 +26,662 +22%
SFS
11
Shaker Financial Services
Virginia
$758K 100,545 -117,575 -54%
AAM
12
Advisors Asset Management
Colorado
$726K 96,314 -20,303 -17%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$704K 93,375 +45,998 +97%
LCM
14
Landscape Capital Management
New Jersey
$703K 93,235 -29,087 -24%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$694K 92,017 -1,401 -1%
UCI
16
Uncommon Cents Investing
Wisconsin
$633K 83,945 – –
CCP
17
Cardan Capital Partners
Colorado
$377K 50,056 -668 -1%
Bank of America
18
Bank of America
North Carolina
$359K 47,704 +21,700 +83%
AG
19
Advisor Group
Arizona
$317K 42,050 +62 +0.1%
SKK
20
Shepherd Kaplan Krochuk
Massachusetts
$292K 38,700 – –
GWM
21
Geneos Wealth Management
Colorado
$244K 32,218 +22 +0.1%
First Manhattan
22
First Manhattan
New York
$216K 28,700 – –
UBS Group
23
UBS Group
Switzerland
$198K 26,246 +22,243 +556%
WS
24
Wedbush Securities
California
$182K 24,092 +1,921 +9%
SWM
25
SeaCrest Wealth Management
New York
$145K 19,296 -2,240 -10%
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