TJHA
FT

Thomas J. Herzfeld Advisors’s Franklin Universal Trust FT Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio FT Stock Details FT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-15,168
Closed -$106K – 275
2020
Q2 		$106K Sell
15,168
-50,328
-77% -$329K 0.05% 108
2020
Q1 		$400K Sell
65,496
-627
-0.9% -$4.63K 0.21% 73
2019
Q4 		$514K Sell
66,123
-27,252
-29% -$208K 0.18% 78
2019
Q3 		$704K Buy
93,375
+45,998
+97% +$340K 0.26% 73
2019
Q2 		$347K Buy
47,377
+15,303
+48% +$108K 0.13% 94
2019
Q1 		$226K Buy
+32,074
New +$217K 0.08% 124

Other funds holding FT

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
MSAM
Moloney Securities Asset Management Manchester, Missouri $840M AUM 18.11% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
KPWS
Kestra Private Wealth Services Austin, Texas $8.11B AUM 24.74% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Thomas J. Herzfeld Advisors's FT Position: Q3 2020 in Review

Thomas J. Herzfeld Advisors sold out of Franklin Universal Trust (FT) in Q3 2020, closing a stake of 15,168 shares — an estimated $106K sold.

Thomas J. Herzfeld Advisors first reported a position in FT in Q1 2019 and held it in 6 quarters. The position peaked at $704K in Q3 2019. 42 funds tracked by Wall St. Rank hold FT as of Q3 2020.

  • Thomas J. Herzfeld Advisors reported no remaining Franklin Universal Trust position as of Q3 2020 after selling out during the quarter.
  • Thomas J. Herzfeld Advisors sold 15,168 Franklin Universal Trust shares in Q3 2020, an estimated $106K.
  • Thomas J. Herzfeld Advisors first reported a position in Franklin Universal Trust in Q1 2019 and held it in 6 quarters.
  • Thomas J. Herzfeld Advisors's Franklin Universal Trust position peaked at $704K in Q3 2019.
  • 42 funds tracked by Wall St. Rank held Franklin Universal Trust as of Q3 2020.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2020, filed 12 Nov 2020.