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FT

Franklin Universal Trust

42 hedge funds and large institutions have $27M invested in Franklin Universal Trust in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

8% more funds holding

Funds holding: 3942 (+3)

1.14% more ownership

Funds ownership: 16.56%17.7% (+1.1%)

3% less capital invested

Capital invested by funds: $27.7M → $27M (-$726K)

41% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 17

Holders
42
Holders Change
+3
Holders Change %
+7.69%
% of All Funds
0.85%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
10
Reduced
17
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.97M +$112K +16,109 +2%
Wells Fargo
2
Wells Fargo
California
$4.09M -$17.9K -2,574 -0.4%
Invesco
3
Invesco
Georgia
$2.47M -$233K -33,565 -8%
SFS
4
Shaker Financial Services
Virginia
$2.46M +$1.33M +191,107 +112%
MSAM
5
Moloney Securities Asset Management
Missouri
$1.98M +$163K +23,461 +9%
Stifel Financial
6
Stifel Financial
Missouri
$1.8M -$136K -19,541 -7%
KPWS
7
Kestra Private Wealth Services
Texas
$1.78M +$1.82M +261,796 New
AAM
8
Advisors Asset Management
Colorado
$1.4M -$31.7K -4,560 -2%
Osaic Holdings
9
Osaic Holdings
Arizona
$880K -$61.4K -8,841 -6%
BI
10
Bulldog Investors
New Jersey
$780K -$309K -44,465 -28%
UCI
11
Uncommon Cents Investing
Wisconsin
$683K +$521 +75 +0.1%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$512K -$48.8K -7,037 -9%
RJA
13
Raymond James & Associates
Florida
$398K -$25.9K -3,735 -6%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$381K -$133K -19,215 -26%
TF
15
Trek Financial
Arizona
$228K +$2.51K +362 +1%
UBS Group
16
UBS Group
Switzerland
$225K +$16.9K +2,433 +8%
GWM
17
Geneos Wealth Management
Colorado
$182K +$174 +25 +0.1%
WAM
18
Wolverine Asset Management
Illinois
$179K +$183K +26,295 New
Bank of America
19
Bank of America
North Carolina
$156K -$34.5K -4,972 -18%
First Manhattan
20
First Manhattan
New York
$139K -$22.2K -3,200 -14%
SWP
21
Stratos Wealth Partners
Ohio
$129K
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$128K -$1.55K -224 -1%
WS
23
Wedbush Securities
California
$123K
LPL Financial
24
LPL Financial
California
$118K -$2.21K -318 -2%
FIA
25
Foundations Investment Advisors
Arizona
$108K -$234K -33,748 -68%

FT Hedge Fund Activity: Q3 2020 in Review

42 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Franklin Universal Trust (FT) for Q3 2020, worth a combined $27M — down 2.6% from $27.7M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FT positions and 6 closed out — a net gain of 3 holders — while 10 added to existing stakes and 17 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $1.33M. The largest seller was Bulldog Investors, cutting an estimated $309K.

  • 42 institutional investors held Franklin Universal Trust (FT) as of Q3 2020, up from 39 in Q2 2020.
  • Funds reported $27M of Franklin Universal Trust stock for Q3 2020, down 2.6% quarter-over-quarter.
  • 9 funds opened new Franklin Universal Trust positions in Q3 2020 and 6 closed out, a net change of +3 holders.
  • The largest Franklin Universal Trust buyer in Q3 2020 was Shaker Financial Services, an estimated $1.33M added.
  • The largest Franklin Universal Trust seller in Q3 2020 was Bulldog Investors, an estimated $309K sold.

Based on aggregated 13F filings for Q3 2020.