FT

Franklin Universal Trust
FT

Overview Fund Activity

34 hedge funds and large institutions have $21.4M invested in Franklin Universal Trust in 2014 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 17 increasing their positions, 5 reducing their positions, and 4 closing their positions.

Holders
34
Holders Change
-2
Holders Change %
-5.56%
% of All Funds
0.98%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
2
Increased
17
Reduced
5
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$1.64M
2
FIMG
2
Financial & Investment Management Group
Michigan
$7.93M
3
SCM
3
Saba Capital Management
New York
$1.55M
4
Wells Fargo
4
Wells Fargo
California
$1.32M
5
CA
5
Cornerstone Advisors
North Carolina
$840K

Top Sellers

1
DA
1
Doliver Advisors
Texas
$596K
2
VKH
2
Virtu KCG Holdings
New York
$0
3
SG Americas Securities
3
SG Americas Securities
New York
$0
4
WAM
4
Wolverine Asset Management
Illinois
$92K
5
LCM
5
Landscape Capital Management
New Jersey
$82K
Name Market Value Shares Shares
Change 		Shares
Change %
FIMG
1
Financial & Investment Management Group
Michigan
$7.93M 1,053,424 +47,714 +5%
AAM
2
Advisors Asset Management
Colorado
$1.64M 217,858 +49,643 +30%
SFS
3
Shaker Financial Services
Virginia
$1.57M 208,895 +6,457 +3%
SCM
4
Saba Capital Management
New York
$1.55M 206,705 +29,491 +17%
Wells Fargo
5
Wells Fargo
California
$1.32M 175,575 +29,317 +20%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.2M 158,868 +1,050 +0.7%
CA
7
Cornerstone Advisors
North Carolina
$840K 111,658 +17,243 +18%
Stifel Financial
8
Stifel Financial
Missouri
$822K 109,257 +14,087 +15%
DA
9
Doliver Advisors
Texas
$596K 79,145 -41,935 -35%
Morgan Stanley
10
Morgan Stanley
New York
$487K 64,679 +16,256 +34%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$436K 57,879 +7,160 +14%
U
12
UBS
Switzerland
$423K 56,253 +2,105 +4%
Bank of America
13
Bank of America
North Carolina
$389K 51,622 +4,116 +9%
LPL Financial
14
LPL Financial
California
$331K 43,924 -3,968 -8%
CAN
15
Cetera Advisor Networks
California
$229K 30,125 – –
AIG
16
American International Group
New York
$166K 22,052 – –
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$166K 22,150 – –
US Bancorp
18
US Bancorp
Minnesota
$163K 21,600 – –
CA
19
Cetera Advisors
Colorado
$138K 18,368 +4,044 +28%
OA
20
Oxbow Advisors
Texas
$135K 17,900 – –
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$133K 17,700 – –
NFG
22
Next Financial Group
Texas
$127K 17,550 +17,550 New
TC
23
TFS Capital
Pennsylvania
$119K 15,862 -4,402 -22%
CL
24
CSS LLC
Illinois
$105K 13,909 – –
WAM
25
Wolverine Asset Management
Illinois
$92K 12,235 -8,866 -42%
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