FT

Franklin Universal Trust
FT

Overview Fund Activity

38 hedge funds and large institutions have $23.7M invested in Franklin Universal Trust in 2016 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 7 reducing their positions, and 2 closing their positions.

Holders
38
Holders Change
+5
Holders Change %
+15.15%
% of All Funds
1.02%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
15
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$3.99M
2
SFS
2
Shaker Financial Services
Virginia
$549K
3
Citigroup
3
Citigroup
New York
$322K
4
NFG
4
Next Financial Group
Texas
$715K
5
ICOA
5
Investment Centers of America
North Dakota
$121K

Top Sellers

1
FIMG
1
Financial & Investment Management Group
Michigan
$7.7M
2
FAAS
2
First Allied Advisory Services
California
$0
3
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$98K
4
Koshinski Asset Management
4
Koshinski Asset Management
Illinois
$2.35M
5
Morgan Stanley
5
Morgan Stanley
New York
$865K
Name Market Value Shares Shares
Change 		Shares
Change %
FIMG
1
Financial & Investment Management Group
Michigan
$7.7M 1,132,740 -468,485 -29%
AAM
2
Advisors Asset Management
Colorado
$3.99M 586,731 +118,234 +25%
Koshinski Asset Management
3
Koshinski Asset Management
Illinois
$2.35M 345,920 -9,489 -3%
Stifel Financial
4
Stifel Financial
Missouri
$1.32M 193,054 +16,989 +10%
Wells Fargo
5
Wells Fargo
California
$1.15M 169,196 +6,248 +4%
Morgan Stanley
6
Morgan Stanley
New York
$865K 127,254 -6,686 -5%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$793K 116,566 +1,625 +1%
NFG
8
Next Financial Group
Texas
$715K 105,120 +42,170 +67%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$582K 85,585 +6,400 +8%
SFS
10
Shaker Financial Services
Virginia
$549K 80,731 +80,731 New
WS
11
Wedbush Securities
California
$359K 52,819 +15,683 +42%
CAN
12
Cetera Advisor Networks
California
$339K 49,878 +1,210 +2%
Citigroup
13
Citigroup
New York
$322K 47,371 +45,921 +3,167%
GWM
14
Geneos Wealth Management
Colorado
$268K 39,550 -1,476 -4%
LPL Financial
15
LPL Financial
California
$262K 39,247 -4,773 -11%
Bank of America
16
Bank of America
North Carolina
$258K 37,883 +3,407 +10%
Creative Planning
17
Creative Planning
Kansas
$241K 35,371 +2,000 +6%
RJA
18
Raymond James & Associates
Florida
$240K 35,277 +10,299 +41%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$195K 28,697 – –
LCM
20
Landscape Capital Management
New Jersey
$181K 26,558 +16,510 +164%
AG
21
Advisor Group
Arizona
$172K 25,333 +1,650 +7%
CA
22
Cetera Advisors
Colorado
$147K 21,741 – –
ICOA
23
Investment Centers of America
North Dakota
$121K 17,811 +17,811 New
CL
24
CSS LLC
Illinois
$100K 14,736 – –
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$98K 14,483 -17,507 -55%
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