FT

Franklin Universal Trust
FT

Overview Fund Activity

44 hedge funds and large institutions have $25.1M invested in Franklin Universal Trust in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 10 reducing their positions, and 2 closing their positions.

Holders
44
Holders Change
+6
Holders Change %
+15.79%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
17
Reduced
10
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
1
Matisse Capital
Oregon
$708K
2
LCM
2
Landscape Capital Management
New Jersey
$694K
3
CRC
3
Curi RMB Capital
Illinois
$406K
4
BI
4
Bulldog Investors
New Jersey
$246K
5
Wells Fargo
5
Wells Fargo
California
$1.34M

Top Sellers

1
Stifel Financial
1
Stifel Financial
Missouri
$669K
2
FIMG
2
Financial & Investment Management Group
Michigan
$7.27M
3
SFS
3
Shaker Financial Services
Virginia
$353K
4
Bank of America
4
Bank of America
North Carolina
$165K
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
FIMG
1
Financial & Investment Management Group
Michigan
$7.27M 1,087,614 -45,126 -4%
AAM
2
Advisors Asset Management
Colorado
$4.11M 615,196 +28,465 +5%
Koshinski Asset Management
3
Koshinski Asset Management
Illinois
$2.27M 340,390 -5,530 -2%
Wells Fargo
4
Wells Fargo
California
$1.34M 200,988 +31,792 +19%
Morgan Stanley
5
Morgan Stanley
New York
$913K 136,681 +9,427 +7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$823K 123,274 +6,708 +6%
MC
7
Matisse Capital
Oregon
$708K 105,929 +105,929 New
LCM
8
Landscape Capital Management
New Jersey
$694K 103,884 +77,326 +291%
NFG
9
Next Financial Group
Texas
$692K 103,620 -1,500 -1%
Stifel Financial
10
Stifel Financial
Missouri
$669K 100,125 -92,929 -48%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$598K 89,585 +4,000 +5%
WS
12
Wedbush Securities
California
$564K 84,410 +31,591 +60%
Citigroup
13
Citigroup
New York
$451K 67,468 +20,097 +42%
CRC
14
Curi RMB Capital
Illinois
$406K 60,788 +60,788 New
LPL Financial
15
LPL Financial
California
$357K 53,380 +14,133 +36%
SFS
16
Shaker Financial Services
Virginia
$353K 52,789 -27,942 -35%
CAN
17
Cetera Advisor Networks
California
$314K 47,152 -2,726 -5%
GWM
18
Geneos Wealth Management
Colorado
$264K 39,572 +22 +0.1%
BI
19
Bulldog Investors
New Jersey
$246K 36,790 +36,790 New
Creative Planning
20
Creative Planning
Kansas
$236K 35,371 – –
RJA
21
Raymond James & Associates
Florida
$234K 35,003 -274 -0.8%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$192K 28,697 – –
AG
23
Advisor Group
Arizona
$181K 27,076 +1,743 +7%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$180K 26,878 +12,395 +86%
Bank of America
25
Bank of America
North Carolina
$165K 24,634 -13,249 -35%
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